Dark
Light
System
Security
FIFTH STREET FINANCE CORP
FIFTH STREET FINANCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 162 Institutional holders with a total value of $439,421,184.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 InterOcean Capital, LLC 27,800 273,000 0.06%
102 Winslow, Evans & Crocker, Inc. 27,692 272,212 0.06%
103 Nationwide Fund Advisors 27,603 271,000 0.06%
104 Airain ltd 27,505 270,000 0.06%
105 Northeast Financial Consultants Inc 25,900 254,000 0.06%
106 Cetera Advisors LLC 24,155 237,000 0.05%
107 RAYMOND JAMES TRUST N.A. 23,071 227,000 0.05%
108 Private Wealth Partners, LLC 22,500 221,000 0.05%
109 Neuberger Berman Group LLC 22,000 216,000 0.05%
110 Private Advisor Group, LLC 21,395 210,000 0.05%
111 B. Riley Wealth Management, Inc. 20,420 200,000 0.05%
112 CAPITAL GUARDIAN TRUST CO 19,860 195,000 0.04%
113 Freedom Investment Management, Inc. 19,368 190,000 0.04%
114 Cipher Capital LP 18,697 184,000 0.04%
115 C M BIDWELL & ASSOCIATES LTD 18,440 181,000 0.04%
116 First Allied Advisory Services, Inc. 17,007 172,000 0.04%
117 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,736 165,000 0.04%
118 JANE STREET GROUP, LLC 16,399 161,000 0.04%
119 FRANKLIN RESOURCES INC 15,500 152,000 0.03%
120 Wilmington Trust, National Association 15,000 147,000 0.03%
121 VIRGINIA RETIREMENT SYSTEMS ET Al 14,900 146,000 0.03%
122 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,640 144,000 0.03%
123 CPWM, LLC 14,300 141,000 0.03%
124 CONNABLE OFFICE INC 14,286 140,000 0.03%
125 D. E. Shaw & Co., Inc. 13,080 129,000 0.03%
126 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,691 125,000 0.03%
127 KEYBANK NATIONAL ASSOCIATION/OH 12,000 118,000 0.03%
128 Parkwood LLC 11,953 117,000 0.03%
129 OPPENHEIMER & CO INC 11,905 117,000 0.03%
130 JPMORGAN CHASE & CO 11,869 117,000 0.03%
131 COWEN INC. 11,200 110,000 0.03%
132 UBS AG 11,100 109,000 0.02% Call
133 Essex Financial Services, Inc. 11,120 109,000 0.02%
134 Moors & Cabot, Inc. 10,667 105,000 0.02%
135 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 10,576 104,000 0.02%
136 Capital Investment Advisors, LLC 10,600 104,000 0.02%
137 NORTHERN CAPITAL MANAGEMENT LLC 10,114 99,000 0.02%
138 Creative Planning 10,120 99,000 0.02%
139 ENVESTNET ASSET MANAGEMENT INC 10,007 98,000 0.02%
140 FIRST FOUNDATION ADVISORS 10,000 98,000 0.02%
141 WESTPORT RESOURCES MANAGEMENT INC 9,700 95,000 0.02%
142 Quantbot Technologies LP 4,700 46,000 0.01%
143 ENTERPRISE FINANCIAL SERVICES CORP 4,298 42,000 0.01%
144 US BANCORP \DE\ 4,000 39,000 0.01%
145 BANK OF MONTREAL /CAN/ 3,420 34,000 0.01%
146 WFG Advisors, LP 3,209 32,000 0.01%
147 PNC FINANCIAL SERVICES GROUP, INC. 2,950 29,000 0.01%
148 HOWARD HUGHES MEDICAL INSTITUTE 2,652 26,000 0.01%
149 PIERSHALE FINANCIAL GROUP, INC. 2,000 20,000 0.00%
150 PRENTISS SMITH & CO INC 2,000 20,000 0.00%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.