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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 4 Institutional holders with a total value of $14,583,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Castle Creek Arbitrage, LLC 227,069 5,720,000 39.22%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 606,174 4,122,000 28.27%
3 Ionic Capital Management LLC 500,000 3,425,000 23.49%
4 WOLVERINE ASSET MANAGEMENT LLC 186,737 1,316,000 9.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.