| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | Regal Investment Advisors LLC | 10 | 2,000 | 0.00% | ||
| 302 | Archford Capital Strategies, LLC | 6 | 1,059 | 0.00% | ||
| 303 | Carroll Financial Associates, Inc. | 8 | 1,000 | 0.00% | ||
| 304 | DEUTSCHE BANK AG\ | 30 | 1,000 | 0.00% | Call | |
| 305 | REILLY FINANCIAL ADVISORS, LLC | 6 | 1,000 | 0.00% | ||
| 306 | WOLVERINE ASSET MANAGEMENT LLC | 7 | 1,000 | 0.00% | Call | |
| 307 | Gary Goldberg Planning Services Inc | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
