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TPG SPECIALTY LENDING INC
TPG SPECIALTY LENDING INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 85 Institutional holders with a total value of $694,538,616.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 300 0 0.00% Call
2 SEI INVESTMENTS CO 55 1,000 0.00%
3 ADVISOR GROUP, INC. 31 1,000 0.00%
4 BARCLAYS PLC 45 1,000 0.00%
5 BRONFMAN E.L. ROTHSCHILD, L.P. 200 4,000 0.00%
6 GLOBAL RETIREMENT PARTNERS, LLC 265 5,000 0.00%
7 IFP ADVISORS, INC 325 6,000 0.00%
8 PRELUDE CAPITAL MANAGEMENT, LLC 300 6,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 440 8,000 0.00%
10 PENSERRA CAPITAL MANAGEMENT LLC 508 9,000 0.00%
11 SIMPLEX TRADING, LLC 602 11,000 0.00%
12 MSI Financial Services Inc 573 11,000 0.00%
13 Smith Affiliated Capital Corp. 1,000 18,680 0.00% PRN
14 US BANCORP \DE\ 1,000 19,000 0.00%
15 Alexandria Capital, LLC 1,000 19,000 0.00%
16 Creative Planning 1,048 20,000 0.00%
17 RUSSELL INVESTMENTS GROUP, LTD. 1,798 33,000 0.00%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,206 41,000 0.01%
19 JPMORGAN CHASE & CO 2,370 44,000 0.01%
20 BESSEMER GROUP INC 3,004 56,000 0.01%
21 CUTLER GROUP LLC / CA 3,800 70,000 0.01%
22 GAM Holding AG 6,256 117,000 0.02%
23 LPL Financial LLC 10,010 186,000 0.03%
24 MACKENZIE FINANCIAL CORP 11,107 207,000 0.03%
25 CIBC WORLD MARKET INC. 11,419 213,000 0.03%
26 CITADEL ADVISORS LLC 12,684 237,000 0.03%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,990 241,000 0.03%
28 INSPIRION WEALTH ADVISORS, LLC 15,426 288,000 0.04%
29 PineBridge Investments, L.P. 15,650 292,000 0.04%
30 CREDIT SUISSE AG/ 16,211 303,000 0.04%
31 SUMMIT GLOBAL INVESTMENTS 22,268 416,000 0.06%
32 AJ WEALTH STRATEGIES, LLC 22,344 417,000 0.06%
33 ROYAL BANK OF CANADA 23,267 435,000 0.06%
34 CITIGROUP INC 23,454 439,000 0.06%
35 STABLEFORD CAPITAL II LLC 23,500 439,000 0.06%
36 B. Riley Wealth Advisors, Inc. 28,367 530,000 0.08%
37 Allen Investment Management, LLC 30,099 562,000 0.08%
38 GSA CAPITAL PARTNERS LLP 30,603 572,000 0.08%
39 RAYMOND JAMES & ASSOCIATES 32,109 600,000 0.09%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,423 718,000 0.10%
41 GOLDMAN SACHS GROUP INC 39,221 733,000 0.11%
42 KAYNE ANDERSON CAPITAL ADVISORS LP 49,900 932,000 0.13%
43 NUVEEN ASSET MANAGEMENT INC. 53,930 1,007,000 0.14%
44 West Family Investments, Inc. 55,220 1,032,000 0.15%
45 Janney Montgomery Scott LLC 55,498 1,037,000 0.15%
46 Geneva Advisors, LLC 57,464 1,073,000 0.15%
47 TCW GROUP INC 59,600 1,113,000 0.16%
48 PVG Asset Management 68,412 1,277,936 0.18%
49 RAIFF PARTNERS INC 75,000 1,401,000 0.20%
50 J.P. Morgan Private Wealth Advisors LLC 81,911 1,530,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.