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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 10 Institutional holders with a total value of $1,536,064.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,728 573,000 37.30%
2 GOLDMAN SACHS GROUP INC 15,899 440,000 28.64%
3 JANE STREET GROUP, LLC 10,973 304,000 19.79%
4 MORGAN STANLEY 2,996 83,000 5.40%
5 ROYAL BANK OF CANADA 2,309 64,000 4.17%
6 WFG Advisors, LP 1,500 41,000 2.67%
7 AMERIPRISE FINANCIAL INC 621 17,000 1.11%
8 AMERICAN INTERNATIONAL GROUP, INC. 400 11,064 0.72%
9 Tower Research Capital LLC (TRC) 55 2,000 0.13%
10 MSI Financial Services Inc 40 1,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.