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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 53 Institutional holders with a total value of $238,526,566.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,649,991 88,622,000 37.15%
2 BANK OF AMERICA CORP /DE/ 1,312,090 31,857,000 13.36%
3 WELCH & FORBES LLC 955,115 23,191,000 9.72%
4 WELLS FARGO & COMPANY/MN 845,508 20,529,000 8.61%
5 UBS AG 699,260 16,978,000 7.12%
6 LPL Financial LLC 446,679 10,845,000 4.55%
7 ROYAL BANK OF CANADA 335,996 8,158,000 3.42%
8 New England Private Wealth Advisors LLC 194,035 4,712,000 1.98%
9 THRIVENT FINANCIAL FOR LUTHERANS 168,392 4,088,000 1.71%
10 AMERICAN INTERNATIONAL GROUP, INC. 111,263 2,701,465 1.13%
11 BB&T SECURITIES, LLC 10,090 2,449,000 1.03%
12 RAYMOND JAMES & ASSOCIATES 78,605 1,909,000 0.80%
13 IFC Holdings Incorporated/FL 73,349 1,768,000 0.74%
14 Robert W. Baird & Co. Inc 55,297 1,343,000 0.56%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 53,152 1,291,000 0.54%
16 JPMORGAN CHASE & CO 52,556 1,276,000 0.53%
17 SUNTRUST BANKS INC 51,647 1,253,000 0.53%
18 DEUTSCHE BANK AG\ 47,280 1,147,000 0.48%
19 Raymond James Financial Services Advisors, Inc. 41,985 1,019,000 0.43%
20 Commonwealth Equity Services, Inc 41,695 1,012,000 0.42%
21 Aspen Investment Management Inc 37,076 900,000 0.38%
22 Winslow, Evans & Crocker, Inc. 33,670 817,507 0.34%
23 Cambridge Investment Research Advisors, Inc. 31,420 763,000 0.32%
24 HL FINANCIAL SERVICES LLC 29,229 710,000 0.30%
25 Atria Investments, Inc 28,573 694,000 0.29%
26 Regal Investment Advisors LLC 25,048 608,000 0.25%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,767 601,000 0.25%
28 Janney Montgomery Scott LLC 22,265 540,594 0.23%
29 STIFEL FINANCIAL CORP 21,726 528,000 0.22%
30 Private Advisor Group, LLC 21,523 523,000 0.22%
31 BLAIR WILLIAM & CO/IL 21,135 513,000 0.22%
32 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,135 465,000 0.19%
33 TOWER TRUST Co 18,062 438,000 0.18%
34 Montecito Bank & Trust 17,906 435,000 0.18%
35 Camelot Portfolios, LLC 16,709 406,000 0.17%
36 SignalPoint Asset Management, LLC 15,283 371,000 0.16%
37 FineMark National Bank & Trust 15,182 369,000 0.15%
38 Cetera Advisor Networks LLC 13,718 333,000 0.14%
39 Jefferies Group LLC 13,298 323,000 0.14%
40 First Allied Advisory Services, Inc. 13,184 318,000 0.13%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 12,755 310,000 0.13%
42 DIVIDEND ASSETS CAPITAL, LLC 10,060 244,000 0.10%
43 Placemark Investments, Inc. 9,965 242,000 0.10%
44 THOMASPARTNERS, INC. 8,830 214,000 0.09%
45 JANE STREET GROUP, LLC 8,588 209,000 0.09%
46 NEW ENGLAND SECURITIES CORP /MA/ 7,484 182,000 0.08%
47 CITIGROUP INC 6,526 158,000 0.07%
48 ENVESTNET ASSET MANAGEMENT INC 3,705 90,000 0.04%
49 PRIVATE TRUST CO NA 1,520 37,000 0.02%
50 AMERIPRISE FINANCIAL INC 545 13,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.