Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 65 Institutional holders with a total value of $487,971,686.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shamrock Asset Management LLC 62 2,000 0.00%
2 NEXT Financial Group, Inc 150 4,000 0.00%
3 WealthTrust-Arizona, LLC 452 12,000 0.00%
4 US BANCORP \DE\ 486 13,000 0.00%
5 SECURITY NATIONAL TRUST CO 551 15,000 0.00%
6 AMERIPRISE FINANCIAL INC 545 15,000 0.00%
7 FIFTH THIRD BANCORP 630 17,000 0.00%
8 B. Riley Wealth Advisors, Inc. 781 21,114 0.00%
9 Advisors Preferred, LLC 1,003 27,111 0.01%
10 PRIVATE TRUST CO NA 2,507 68,000 0.01%
11 ENVESTNET ASSET MANAGEMENT INC 3,393 92,000 0.02%
12 NEW ENGLAND SECURITIES CORP /MA/ 6,348 172,000 0.04%
13 B. Riley Wealth Management, Inc. 8,000 216,000 0.04%
14 Dynamic Advisor Solutions LLC 8,786 237,000 0.05%
15 THOMASPARTNERS, INC. 8,830 239,000 0.05%
16 DIVIDEND ASSETS CAPITAL, LLC 10,060 272,000 0.06%
17 CITIGROUP INC 12,309 333,000 0.07%
18 Cetera Advisor Networks LLC 12,828 345,000 0.07%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 14,077 380,000 0.08%
20 Virtu Financial LLC 14,904 403,000 0.08%
21 FineMark National Bank & Trust 15,182 410,000 0.08%
22 OLD NATIONAL BANCORP /IN/ 17,912 484,000 0.10%
23 First Allied Advisory Services, Inc. 18,097 491,000 0.10%
24 BLAIR WILLIAM & CO/IL 21,135 571,000 0.12%
25 SignalPoint Asset Management, LLC 21,428 579,000 0.12%
26 Regal Investment Advisors LLC 25,750 696,000 0.14%
27 Private Advisor Group, LLC 30,627 828,000 0.17%
28 Janney Montgomery Scott LLC 31,098 840,579 0.17%
29 Atria Investments, Inc 31,177 843,000 0.17%
30 SUNTRUST BANKS INC 31,241 844,000 0.17%
31 Freedom Investment Management, Inc. 31,258 845,000 0.17%
32 HL FINANCIAL SERVICES LLC 31,359 848,000 0.17%
33 Winslow, Evans & Crocker, Inc. 32,679 883,324 0.18%
34 Montecito Bank & Trust 33,472 905,000 0.19%
35 Cambridge Investment Research Advisors, Inc. 33,577 908,000 0.19%
36 Placemark Investments, Inc. 36,959 998,000 0.20%
37 Commonwealth Equity Services, Inc 39,513 1,068,000 0.22%
38 DEUTSCHE BANK AG\ 41,188 1,113,000 0.23%
39 Aspen Investment Management Inc 41,298 1,116,000 0.23%
40 Raymond James Financial Services Advisors, Inc. 42,722 1,155,000 0.24%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,741 1,561,000 0.32%
42 Robert W. Baird & Co. Inc 57,821 1,563,000 0.32%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 59,433 1,606,000 0.33%
44 MSI Financial Services Inc 62,317 1,684,000 0.35%
45 RAYMOND JAMES & ASSOCIATES 63,845 1,726,000 0.35%
46 IFC Holdings Incorporated/FL 80,015 2,155,000 0.44%
47 CHOREO, LLC 82,370 2,226,000 0.46%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 100,000 2,703,000 0.55%
49 BB&T SECURITIES, LLC 10,715 2,896,000 0.59%
50 AMERICAN INTERNATIONAL GROUP, INC. 123,735 3,344,558 0.69%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.