Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 65 Institutional holders with a total value of $487,971,686.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STIFEL FINANCIAL CORP 153,990 4,162,000 0.85%
52 Strategic Capital Group LLC 161,155 4,356,000 0.89%
53 THRIVENT FINANCIAL FOR LUTHERANS 167,150 4,518,000 0.93%
54 New England Private Wealth Advisors LLC 219,695 5,936,000 1.22%
55 ROYAL BANK OF CANADA 389,974 10,541,000 2.16%
56 SG Americas Securities, LLC 400,000 10,812,000 2.22%
57 LPL Financial LLC 543,182 14,682,000 3.01%
58 UBS AG 778,085 21,032,000 4.31%
59 Bank of New York Mellon Corp 813,169 21,980,000 4.50%
60 JPMORGAN CHASE & CO 823,391 22,256,000 4.56%
61 WELCH & FORBES LLC 977,780 26,430,000 5.42%
62 WELLS FARGO & COMPANY/MN 1,061,772 28,699,000 5.88%
63 BANK OF AMERICA CORP /DE/ 1,580,386 42,718,000 8.75%
64 CURIAN CAPITAL LLC 3,938,664 106,462,000 21.82%
65 MORGAN STANLEY 4,536,224 122,614,000 25.13%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.