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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 84 Institutional holders with a total value of $671,040,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 B. Riley Wealth Advisors, Inc. 75 2,000 0.00%
3 ALLIANCEBERNSTEIN L.P. 117 3,000 0.00%
4 Creative Planning 220 6,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 199 6,000 0.00%
6 FIFTH THIRD BANCORP 535 15,000 0.00%
7 SECURITY NATIONAL TRUST CO 551 16,000 0.00%
8 Capital Analysts, LLC 725 20,408 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 1,740 48,000 0.01%
10 Advisors Preferred, LLC 1,984 55,849 0.01%
11 WESTPORT RESOURCES MANAGEMENT INC 2,000 56,000 0.01%
12 Stratos Wealth Partners, LTD. 2,975 83,746 0.01%
13 ENVESTNET ASSET MANAGEMENT INC 3,248 91,000 0.01%
14 NEXT Financial Group, Inc 5,321 150,000 0.02%
15 First Heartland Consultants, Inc. 7,410 209,000 0.03%
16 US BANCORP \DE\ 7,576 214,000 0.03%
17 Virtu KCG Holdings LLC 7,687 216,000 0.03%
18 Argent Trust Co 9,400 265,000 0.04%
19 STEPHENS INC /AR/ 9,719 274,000 0.04%
20 DIVIDEND ASSETS CAPITAL, LLC 10,060 283,000 0.04%
21 BOSTON PRIVATE BANK & TRUST CO 10,200 287,000 0.04%
22 Cetera Advisors LLC 12,135 338,000 0.05%
23 FineMark National Bank & Trust 14,025 395,000 0.06%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 14,130 398,000 0.06%
25 OLD NATIONAL BANCORP /IN/ 14,422 406,000 0.06%
26 NEW ENGLAND SECURITIES CORP /MA/ 15,199 428,000 0.06%
27 BLAIR WILLIAM & CO/IL 21,135 594,000 0.09%
28 SignalPoint Asset Management, LLC 21,171 596,000 0.09%
29 Glenview Trust Co 24,786 698,000 0.10%
30 Cetera Advisor Networks LLC 24,777 699,000 0.10%
31 Convergent Wealth Advisors 26,080 734,000 0.11%
32 DEUTSCHE BANK AG\ 26,351 741,000 0.11%
33 Freedom Investment Management, Inc. 28,582 805,000 0.12%
34 Private Advisor Group, LLC 29,509 831,000 0.12%
35 Winslow, Evans & Crocker, Inc. 29,802 838,890 0.13%
36 Aft, Forsyth & Sober, LLC 31,000 873,000 0.13%
37 SUNTRUST BANKS INC 31,018 873,000 0.13%
38 Commonwealth Equity Services, Inc 32,262 908,000 0.14%
39 Shamrock Asset Management LLC 33,043 930,000 0.14%
40 Regal Investment Advisors LLC 33,222 935,000 0.14%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,523 1,028,000 0.15%
42 Placemark Investments, Inc. 37,504 1,056,000 0.16%
43 CREDIT SUISSE AG/ 37,915 1,067,000 0.16%
44 Fort Point Capital Partners LLC 38,653 1,088,000 0.16%
45 Cerity Partners OCIO LLC 39,488 1,112,000 0.17%
46 Atria Investments, Inc 40,077 1,128,000 0.17%
47 Cambridge Investment Research Advisors, Inc. 40,339 1,136,000 0.17%
48 Raymond James Financial Services Advisors, Inc. 40,444 1,138,000 0.17%
49 First Allied Advisory Services, Inc. 41,350 1,157,000 0.17%
50 Aspen Investment Management Inc 46,466 1,308,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.