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FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $310,230,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PITTENGER & ANDERSON INC 55 2,000 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 180 7,000 0.00%
4 SOUTH GEORGIA CAPITAL, LLC 420 17,000 0.01%
5 ENVESTNET ASSET MANAGEMENT INC 1,002 40,000 0.01%
6 WFG Advisors, LP 1,223 49,000 0.02%
7 US BANCORP \DE\ 3,200 129,000 0.04%
8 MSI Financial Services Inc 5,025 202,000 0.07%
9 Sigma Planning Corp 5,266 212,000 0.07%
10 Janney Montgomery Scott LLC 5,552 223,000 0.07%
11 Cambridge Investment Research Advisors, Inc. 6,104 245,000 0.08%
12 CITIGROUP INC 6,847 275,000 0.09%
13 B. Riley Wealth Management, Inc. 7,367 296,000 0.10%
14 PNC FINANCIAL SERVICES GROUP, INC. 7,977 321,000 0.10%
15 Analyst IMS Investment Management Services Ltd. 8,000 321,000 0.10%
16 J.P. Turner & Co Capital Mnagement, LLC 8,290 333,000 0.11%
17 PRIVATE TRUST CO NA 8,987 361,000 0.12%
18 SII INVESTMENTS INC/WI 9,319 373,000 0.12%
19 RELIANCE TRUST CO OF DELAWARE 15,000 603,000 0.19%
20 WESTPORT RESOURCES MANAGEMENT INC 17,330 696,000 0.22%
21 GREAT LAKES ADVISORS, LLC 17,590 707,000 0.23%
22 Tower Research Capital LLC (TRC) 21,353 858,000 0.28%
23 NTV ASSET MANAGEMENT LLC 26,425 1,061,000 0.34%
24 AMERIPRISE FINANCIAL INC 28,556 1,147,000 0.37%
25 STEPHENS INC /AR/ 29,326 1,178,000 0.38%
26 Cetera Advisors LLC 31,794 1,280,000 0.41%
27 JPMORGAN CHASE & CO 35,042 1,408,000 0.45%
28 CITADEL ADVISORS LLC 35,990 1,446,000 0.47%
29 First Heartland Consultants, Inc. 45,616 1,833,000 0.59%
30 SEGALL BRYANT & HAMILL, LLC 46,650 1,874,000 0.60%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 66,772 2,683,000 0.86%
32 JANE STREET GROUP, LLC 72,501 2,913,000 0.94%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,649 3,041,000 0.98%
34 HL FINANCIAL SERVICES LLC 77,000 3,094,000 1.00%
35 CREDIT SUISSE AG/ 88,161 3,542,000 1.14%
36 ADVANTAGE INVESTMENT MANAGEMENT, LLC 89,821 3,609,000 1.16%
37 Commonwealth Equity Services, Inc 119,300 4,793,000 1.54%
38 New England Private Wealth Advisors LLC 137,829 5,534,000 1.78%
39 AMERICAN INTERNATIONAL GROUP, INC. 147,634 5,932,000 1.91%
40 GOLDMAN SACHS GROUP INC 156,717 6,297,000 2.03%
41 Raymond James Financial Services Advisors, Inc. 233,501 9,382,000 3.02%
42 ROYAL BANK OF CANADA 245,567 9,867,000 3.18%
43 STIFEL FINANCIAL CORP 247,220 9,933,000 3.20%
44 LPL Financial LLC 259,057 10,810,000 3.48%
45 BANK OF AMERICA CORP /DE/ 287,036 11,533,000 3.72%
46 J.P. Morgan Private Wealth Advisors LLC 416,092 16,719,000 5.39%
47 UBS Group AG 548,634 22,044,000 7.11%
48 Aft, Forsyth & Sober, LLC 841,685 33,819,000 10.90%
49 RAYMOND JAMES & ASSOCIATES 852,580 34,256,000 11.04%
50 WELLS FARGO & COMPANY/MN 950,046 38,173,000 12.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.