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FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 51 Institutional holders with a total value of $195,404,204.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PITTENGER & ANDERSON INC 110 5,000 0.00%
3 BELLWETHER INVESTMENT GROUP, LLC 174 7,000 0.00%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 180 8,000 0.00%
5 SUTTON WEALTH ADVISORS INC. 387 16,204 0.01%
6 D.A. DAVIDSON & CO. 500 20,000 0.01%
7 WFG Advisors, LP 1,457 61,000 0.03%
8 MSI Financial Services Inc 1,924 81,000 0.04%
9 CITIGROUP INC 2,978 125,000 0.06%
10 US BANCORP \DE\ 3,000 126,000 0.06%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,086 174,000 0.09%
12 SUNTRUST BANKS INC 4,846 203,000 0.10%
13 Aft, Forsyth & Sober, LLC 5,515 231,000 0.12%
14 PNC FINANCIAL SERVICES GROUP, INC. 7,170 300,000 0.15%
15 First Heartland Consultants, Inc. 7,567 317,000 0.16%
16 SII INVESTMENTS INC/WI 9,009 374,000 0.19%
17 PRIVATE TRUST CO NA 8,987 376,000 0.19%
18 IFP ADVISORS, INC 9,887 414,000 0.21%
19 Janney Montgomery Scott LLC 10,180 435,000 0.22%
20 AMERIPRISE FINANCIAL INC 11,580 485,000 0.25%
21 1832 Asset Management L.P. 12,000 506,000 0.26%
22 CITADEL ADVISORS LLC 13,129 552,000 0.28%
23 Tower Research Capital LLC (TRC) 15,060 631,000 0.32%
24 WESTPORT RESOURCES MANAGEMENT INC 17,430 730,000 0.37%
25 Timber Hill LLC 17,908 750,000 0.38%
26 GREAT LAKES ADVISORS, LLC 18,193 762,000 0.39%
27 Virtu KCG Holdings LLC 18,239 764,000 0.39%
28 STEPHENS INC /AR/ 20,984 879,000 0.45%
29 NTV ASSET MANAGEMENT LLC 23,225 972,000 0.50%
30 Virtu Financial LLC 23,591 991,000 0.51%
31 JANE STREET GROUP, LLC 24,341 1,019,000 0.52%
32 JPMORGAN CHASE & CO 27,912 1,173,000 0.60%
33 Cetera Advisors LLC 30,020 1,256,000 0.64%
34 New England Private Wealth Advisors LLC 39,451 1,654,000 0.85%
35 SEGALL BRYANT & HAMILL, LLC 48,850 2,045,000 1.05%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,489 2,374,000 1.21%
37 HL FINANCIAL SERVICES LLC 77,599 3,249,000 1.66%
38 Commonwealth Equity Services, Inc 84,671 3,545,000 1.81%
39 BANK OF AMERICA CORP /DE/ 87,245 3,653,000 1.87%
40 Raymond James Financial Services Advisors, Inc. 142,951 5,985,000 3.06%
41 GOLDMAN SACHS GROUP INC 156,698 6,561,000 3.36%
42 LPL Financial LLC 176,943 7,439,000 3.81%
43 STIFEL FINANCIAL CORP 195,226 8,174,000 4.18%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 251,369 10,525,000 5.39%
45 J.P. Morgan Private Wealth Advisors LLC 292,930 12,265,000 6.28%
46 ROYAL BANK OF CANADA 302,761 12,676,000 6.49%
47 ADVISOR GROUP, INC. 306,336 12,825,000 6.56%
48 UBS Group AG 400,461 16,767,000 8.58%
49 WELLS FARGO & COMPANY/MN 433,646 18,157,000 9.29%
50 MORGAN STANLEY 452,594 18,950,000 9.70%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.