| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | UBS Group AG | 1,000 | 49,000 | 0.00% | Call | |
| 202 | AXA S.A. | 1,000 | 48,000 | 0.00% | ||
| 203 | DEUTSCHE BANK AG\ | 1,000 | 48,000 | 0.00% | Call | |
| 204 | WFG Advisors, LP | 895 | 43,000 | 0.00% | ||
| 205 | Advisory Services Network, LLC | 750 | 39,000 | 0.00% | ||
| 206 | BROOKFIELD Corp /ON/ | 800 | 39,000 | 0.00% | ||
| 207 | NEXT Financial Group, Inc | 715 | 34,000 | 0.00% | ||
| 208 | D.A. DAVIDSON & CO. | 661 | 32,000 | 0.00% | ||
| 209 | FIRST MANHATTAN CO. LLC. | 600 | 29,000 | 0.00% | ||
| 210 | SIMPLEX TRADING, LLC | 575 | 27,000 | 0.00% | ||
| 211 | UBS Group AG | 300 | 15,000 | 0.00% | Put | |
| 212 | HAP Trading, LLC | 14,200 | 11,000 | 0.00% | Call | |
| 213 | Genesis Wealth Advisors, LLC | 206 | 10,286 | 0.00% | ||
| 214 | MSI Financial Services Inc | 160 | 8,000 | 0.00% | ||
| 215 | Tradewinds Capital Management, LLC | 158 | 8,000 | 0.00% | ||
| 216 | Community Bank, N.A. | 132 | 6,000 | 0.00% | ||
| 217 | Ironwood Financial, llc | 79 | 4,000 | 0.00% | ||
| 218 | Chicago Partners Investment Group LLC | 84 | 4,000 | 0.00% | ||
| 219 | LS Investment Advisors, LLC | 70 | 3,000 | 0.00% | ||
| 220 | COWEN INC. | 35,400 | 2,000 | 0.00% | Call | |
| 221 | ZIONS BANCORPORATION | 39 | 2,000 | 0.00% | ||
| 222 | New Harbor Financial Group, LLC | 50 | 2,000 | 0.00% | ||
| 223 | WELLS FARGO & COMPANY/MN | 1,000 | 1,000 | 0.00% | Put | |
| 224 | FineMark National Bank & Trust | 24 | 1,000 | 0.00% | ||
| 225 | Veritas Investment Management LLP | 22,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
