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GABELLI DIVID INCOME TR
GABELLI DIVID INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 90 Institutional holders with a total value of $280,262,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allworth Financial LP 164 3,000 0.00%
2 Gradient Investments LLC 200 4,000 0.00%
3 M&R CAPITAL MANAGEMENT INC 300 5,000 0.00%
4 CENTRAL TRUST Co 300 6,000 0.00%
5 CWM, LLC 333 6,000 0.00%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 375 7,000 0.00%
7 INTEGRATED WEALTH COUNSEL, LLC 433 8,000 0.00%
8 MYCIO WEALTH PARTNERS, LLC 554 11,000 0.00%
9 SEI INVESTMENTS CO 664 13,000 0.00%
10 SEVENBRIDGE FINANCIAL GROUP, LLC 769 14,000 0.00%
11 BROWN BROTHERS HARRIMAN & CO 1,000 19,000 0.01%
12 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 19,000 0.01%
13 VALLEY WEALTH MANAGERS, INC. 1,000 19,000 0.01%
14 Focused Wealth Management, Inc 1,016 20,000 0.01%
15 Edge Wealth Management LLC 1,200 23,000 0.01% SH
16 ARROW FINANCIAL CORP 1,350 26,000 0.01%
17 WHITTIER TRUST CO OF NEVADA INC 2,500 48,000 0.02%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,892 55,000 0.02%
19 MSI Financial Services Inc 3,143 60,000 0.02%
20 WHITTIER TRUST CO 5,200 100,000 0.04%
21 GENEOS WEALTH MANAGEMENT INC. 5,513 105,000 0.04%
22 Creative Planning 9,340 179,000 0.06%
23 FineMark National Bank & Trust 10,025 193,000 0.07%
24 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 10,045 193,000 0.07%
25 WAYNE HUMMER INVESTMENTS L.L.C. 10,444 201,000 0.07%
26 SMITH, MOORE & CO. 10,451 201,000 0.07%
27 Private Advisor Group, LLC 10,512 202,000 0.07%
28 FIFTH THIRD BANCORP 10,667 205,000 0.07%
29 Caprock Group, LLC 12,500 240,000 0.09%
30 US BANCORP \DE\ 12,594 242,000 0.09%
31 IFP ADVISORS, INC 12,744 245,000 0.09%
32 CROFT-LEOMINSTER INC 12,900 247,000 0.09%
33 Cetera Advisor Networks LLC 13,186 253,000 0.09%
34 BB&T SECURITIES, LLC 13,304 255,000 0.09%
35 Prospera Financial Services Inc 13,810 265,000 0.09%
36 CSS LLC/IL 13,817 265,000 0.09%
37 Cutter & CO Brokerage, Inc. 14,344 276,000 0.10%
38 Advisory Services Network, LLC 14,560 280,000 0.10%
39 DOLIVER ADVISORS, LP 15,145 291,000 0.10%
40 Stratos Wealth Partners, LTD. 15,346 295,000 0.11%
41 BRINKER CAPITAL INC 15,554 299,000 0.11%
42 ADVISOR GROUP, INC. 15,760 302,000 0.11%
43 BANK OF MONTREAL /CAN/ 15,731 302,000 0.11%
44 SUNTRUST BANKS INC 16,547 317,000 0.11%
45 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 17,980 345,000 0.12%
46 WEDBUSH SECURITIES INC 19,448 374,000 0.13%
47 Cambridge Investment Research Advisors, Inc. 19,477 374,000 0.13%
48 SHEPHERD KAPLAN KROCHUK, LLC 19,770 380,000 0.14%
49 CITIGROUP INC 22,319 428,000 0.15%
50 Ancora Advisors LLC 24,500 471,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.