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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 94 Institutional holders with a total value of $48,913,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 667 1,000 0.00%
2 GUPTA WEALTH MANAGEMENT LLC 400 1,000 0.00%
3 Brick & Kyle, Associates 755 1,000 0.00%
4 Gradient Investments LLC 990 1,000 0.00%
5 Apriem Advisors 475 1,000 0.00%
6 BANK OF MONTREAL /CAN/ 752 1,000 0.00%
7 WOLVERINE ASSET MANAGEMENT LLC 54 3,000 0.01% Put
8 THOMPSON DAVIS & CO., INC. 2,000 3,000 0.01%
9 Compagnie Lombard Odier SCmA 2,000 3,000 0.01%
10 BNP PARIBAS FINANCIAL MARKETS 2,721 3,782 0.01%
11 BARCLAYS PLC 3,970 4,000 0.01%
12 VALLEY NATIONAL ADVISERS INC 2,574 4,000 0.01%
13 CT Financial Advisors LLC 3,000 4,170 0.01%
14 NEXT Financial Group, Inc 4,500 6,000 0.01%
15 PITTENGER & ANDERSON INC 4,500 6,000 0.01%
16 BlackRock Finance, Inc. 4,671 6,000 0.01%
17 CANADA LIFE ASSURANCE Co 4,001 6,000 0.01%
18 Tradewinds Capital Management, LLC 4,500 6,000 0.01%
19 UBS Group AG 6,600 9,000 0.02%
20 DEUTSCHE BANK AG\ 9,819 12,000 0.02%
21 BLAIR WILLIAM & CO/IL 10,000 13,000 0.03%
22 BESSEMER GROUP INC 9,000 13,000 0.03%
23 UBS Group AG 10,500 15,000 0.03% Put
24 M&T BANK CORP 10,700 15,000 0.03%
25 Nuveen Asset Management, LLC 11,572 16,000 0.03%
26 VSR Financial Services, Inc. 12,297 17,000 0.03%
27 UBS Group AG 12,800 18,000 0.04% Call
28 CHICKASAW CAPITAL MANAGEMENT LLC 12,750 18,000 0.04%
29 Creative Planning 14,000 19,000 0.04%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,688 19,000 0.04%
31 PRUDENTIAL FINANCIAL INC 13,400 19,000 0.04%
32 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 13,850 19,000 0.04%
33 AMALGAMATED BANK 14,651 20,000 0.04%
34 COMPTON CAPITAL MANAGEMENT INC /RI 15,000 21,000 0.04%
35 Cambridge Investment Research Advisors, Inc. 15,094 21,000 0.04%
36 BUCKHEAD CAPITAL MANAGEMENT LLC 15,530 22,000 0.04%
37 Commonwealth Equity Services, Inc 17,140 24,000 0.05%
38 CITIGROUP INC 18,398 26,000 0.05%
39 Hoxton Financial, Inc. 20,000 28,000 0.06%
40 BANK OF AMERICA CORP /DE/ 20,545 29,000 0.06%
41 ProShare Advisors LLC 22,803 32,000 0.07%
42 Legal & General Group Plc 23,219 33,000 0.07%
43 DUMONT & BLAKE INVESTMENT ADVISORS LLC 29,675 41,000 0.08%
44 SG Americas Securities, LLC 33,074 46,000 0.09%
45 Tower Research Capital LLC (TRC) 33,327 46,000 0.09%
46 TWO SIGMA SECURITIES, LLC 33,931 47,000 0.10%
47 GUGGENHEIM CAPITAL LLC 34,525 48,000 0.10%
48 JANE STREET GROUP, LLC 35,840 50,000 0.10%
49 AMERIPRISE FINANCIAL INC 37,210 52,000 0.11%
50 D. E. Shaw & Co., Inc. 53,189 74,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.