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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 94 Institutional holders with a total value of $53,571,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Brick & Kyle, Associates 755 1,000 0.00%
2 Apriem Advisors 475 1,000 0.00%
3 GUPTA WEALTH MANAGEMENT LLC 400 1,000 0.00%
4 Gradient Investments LLC 990 2,000 0.00%
5 BARCLAYS PLC 3,098 3,000 0.01%
6 Compagnie Lombard Odier SCmA 2,000 3,000 0.01%
7 Jump Trading, LLC 1,685 3,000 0.01%
8 VALLEY NATIONAL ADVISERS INC 2,574 4,000 0.01%
9 Invesco Ltd. 2,843 5,000 0.01%
10 BlackRock Finance, Inc. 3,528 6,000 0.01%
11 Brookstone Capital Management 4,235 7,000 0.01%
12 NEXT Financial Group, Inc 4,500 7,000 0.01%
13 CANADA LIFE ASSURANCE Co 4,001 7,000 0.01%
14 PITTENGER & ANDERSON INC 4,500 8,000 0.01%
15 WFG Advisors, LP 5,178 9,000 0.02%
16 BESSEMER GROUP INC 9,000 15,000 0.03%
17 WOLVERINE ASSET MANAGEMENT LLC 666 17,000 0.03% Put
18 ROYAL BANK OF CANADA 9,851 17,000 0.03%
19 BLAIR WILLIAM & CO/IL 10,000 17,000 0.03%
20 M&T BANK CORP 10,700 18,000 0.03%
21 UBS Group AG 10,500 18,000 0.03% Put
22 BUCKHEAD CAPITAL MANAGEMENT LLC 10,640 18,000 0.03%
23 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 11,350 19,000 0.04%
24 TUDOR INVESTMENT CORP ET AL 11,400 19,000 0.04%
25 Nuveen Asset Management, LLC 11,572 20,000 0.04%
26 CITIGROUP INC 12,301 21,000 0.04%
27 UBS Group AG 12,800 22,000 0.04% Call
28 CHICKASAW CAPITAL MANAGEMENT LLC 12,750 22,000 0.04%
29 BNP PARIBAS FINANCIAL MARKETS 13,454 22,872 0.04%
30 PRUDENTIAL FINANCIAL INC 13,300 23,000 0.04%
31 COMPTON CAPITAL MANAGEMENT INC /RI 15,000 26,000 0.05%
32 TWO SIGMA SECURITIES, LLC 15,654 27,000 0.05%
33 Creative Planning 15,600 27,000 0.05%
34 AMALGAMATED BANK 16,731 28,000 0.05%
35 BANK OF MONTREAL /CAN/ 18,752 32,000 0.06%
36 Cambridge Investment Research Advisors, Inc. 19,589 33,000 0.06%
37 Hoxton Financial, Inc. 20,000 34,000 0.06%
38 BANK OF AMERICA CORP /DE/ 20,470 35,000 0.07%
39 ProShare Advisors LLC 20,408 35,000 0.07%
40 VSR Financial Services, Inc. 20,407 35,000 0.07%
41 Legal & General Group Plc 23,219 39,000 0.07%
42 COMERICA BANK 24,202 42,000 0.08%
43 EQUITEC SPECIALISTS, LLC 24,500 42,000 0.08% Call
44 UBS Group AG 24,703 42,000 0.08%
45 Castle Creek Arbitrage, LLC 25,045 43,000 0.08%
46 DUMONT & BLAKE INVESTMENT ADVISORS LLC 29,675 50,000 0.09%
47 WOLVERINE ASSET MANAGEMENT LLC 29,900 50,000 0.09%
48 Rotella Capital Management, Inc. 30,518 52,000 0.10%
49 AMERIPRISE FINANCIAL INC 36,250 62,000 0.12%
50 GUGGENHEIM CAPITAL LLC 36,362 62,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.