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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 95 Institutional holders with a total value of $43,964,627.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 29,400 0 0.00% Call
2 ROYAL BANK OF CANADA 224 0 0.00%
3 NEXT Financial Group, Inc 500 0 0.00%
4 BARCLAYS PLC 15 0 0.00%
5 WEALTHPLAN PARTNERS, LLC 200 294 0.00%
6 CWM, LLC 500 1,000 0.00%
7 Brick & Kyle, Associates 755 1,000 0.00%
8 Gradient Investments LLC 990 1,000 0.00%
9 MSI Financial Services Inc 590 1,000 0.00%
10 IFP ADVISORS, INC 1,253 2,000 0.00%
11 Compagnie Lombard Odier SCmA 2,000 3,000 0.01%
12 AUSDAL FINANCIAL PARTNERS, INC. 2,000 3,000 0.01%
13 VALLEY NATIONAL ADVISERS INC 2,574 4,000 0.01%
14 BANK OF MONTREAL /CAN/ 2,872 4,000 0.01%
15 WOLVERINE ASSET MANAGEMENT LLC 576 4,000 0.01% Put
16 BlackRock Finance, Inc. 3,528 5,000 0.01%
17 PITTENGER & ANDERSON INC 4,500 6,000 0.01%
18 SIMPLEX TRADING, LLC 5,192 7,000 0.02%
19 COMERICA BANK 11,602 9,000 0.02%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,000 10,000 0.02%
21 UBS Group AG 10,500 15,000 0.03% Put
22 BUCKHEAD CAPITAL MANAGEMENT LLC 10,640 16,000 0.04%
23 Squarepoint Ops LLC 11,000 16,000 0.04%
24 UBS Group AG 10,969 16,000 0.04%
25 Tower Research Capital LLC (TRC) 10,866 16,000 0.04%
26 Fisher Asset Management, LLC 11,329 17,000 0.04%
27 Nuveen Asset Management, LLC 11,572 17,000 0.04%
28 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 12,150 18,000 0.04%
29 UBS Group AG 12,800 19,000 0.04% Call
30 PRUDENTIAL FINANCIAL INC 13,800 20,000 0.05%
31 INTEGRAL DERIVATIVES, LLC 15,000 22,000 0.05% Call
32 COMPTON CAPITAL MANAGEMENT INC /RI 15,000 22,000 0.05%
33 AMALGAMATED BANK 15,548 23,000 0.05%
34 LPL Financial LLC 16,360 23,000 0.05%
35 BNP PARIBAS FINANCIAL MARKETS 15,873 23,333 0.05%
36 DESCHUTES PORTFOLIO STRATEGY, LLC 17,000 25,000 0.06%
37 CITADEL ADVISORS LLC 17,229 25,000 0.06%
38 EQUITEC SPECIALISTS, LLC 19,700 29,000 0.07% Call
39 Cambridge Investment Research Advisors, Inc. 19,465 29,000 0.07%
40 WOLVERINE ASSET MANAGEMENT LLC 20,900 30,000 0.07%
41 VSR Financial Services, Inc. 20,407 30,000 0.07%
42 NOMURA HOLDINGS INC 21,800 32,000 0.07%
43 CUTLER GROUP LLC / CA 21,914 32,000 0.07%
44 Legal & General Group Plc 23,219 34,000 0.08%
45 ProShare Advisors LLC 23,541 35,000 0.08%
46 PRINCIPAL FINANCIAL GROUP INC 27,360 40,000 0.09%
47 Creative Planning 29,100 43,000 0.10%
48 DUMONT & BLAKE INVESTMENT ADVISORS LLC 31,000 46,000 0.10%
49 AMERIPRISE FINANCIAL INC 35,004 51,000 0.12%
50 GUGGENHEIM CAPITAL LLC 36,854 54,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.