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GALENA BIOPHARMA INC
GALENA BIOPHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 108 Institutional holders with a total value of $14,160,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 OPPENHEIMER & CO INC 29,600 11,000 0.08%
52 CITIGROUP INC 30,071 11,000 0.08%
53 PRINCIPAL FINANCIAL GROUP INC 31,755 11,000 0.08%
54 SG Americas Securities, LLC 34,197 12,000 0.08%
55 AMERIPRISE FINANCIAL INC 35,149 12,000 0.08%
56 DEUTSCHE BANK AG\ 35,472 12,000 0.08%
57 DUMONT & BLAKE INVESTMENT ADVISORS LLC 39,000 14,000 0.10%
58 MANUFACTURERS LIFE INSURANCE COMPANY, THE 41,965 15,000 0.11%
59 Commonwealth Equity Services, Inc 42,715 15,000 0.11%
60 CITADEL ADVISORS LLC 44,700 16,000 0.11% Put
61 EQUITEC SPECIALISTS, LLC 45,600 16,000 0.11% Put
62 CITADEL ADVISORS LLC 47,821 17,000 0.12%
63 Pine River Capital Management L.P. 50,665 18,000 0.13%
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 50,000 18,000 0.13%
65 Jefferies Group LLC 50,000 18,000 0.13% Call
66 Point72 Hong Kong Ltd 50,300 18,000 0.13%
67 Mariner, LLC 53,000 19,000 0.13%
68 PRICE T ROWE ASSOCIATES INC /MD/ 59,906 21,000 0.15%
69 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 67,930 24,000 0.17%
70 TWO SIGMA SECURITIES, LLC 77,568 27,000 0.19%
71 CITADEL ADVISORS LLC 79,800 28,000 0.20% Call
72 VOYA INVESTMENT MANAGEMENT LLC 82,079 29,000 0.20%
73 CREDIT SUISSE AG/ 88,987 30,000 0.21%
74 Parallax Volatility Advisers, L.P. 100,000 35,000 0.25% Call
75 BLACKROCK ADVISORS LLC 106,061 37,000 0.26%
76 WOLVERINE TRADING LP /BD 112,187 37,000 0.26%
77 AMERICAN INTERNATIONAL GROUP, INC. 105,733 37,038 0.26%
78 Nationwide Fund Advisors 119,722 42,000 0.30%
79 J.P. Morgan Private Wealth Advisors LLC 130,373 46,000 0.32%
80 GROUP ONE TRADING LLC 135,018 47,000 0.33%
81 ALLIANCEBERNSTEIN L.P. 137,500 48,000 0.34%
82 SABBY MANAGEMENT, LLC 141,000 49,000 0.35%
83 WOLVERINE TRADING LP /BD 156,300 51,000 0.36% Put
84 NEW YORK STATE COMMON RETIREMENT FUND 147,900 52,000 0.37%
85 WELLS FARGO & COMPANY/MN 177,335 62,000 0.44%
86 RHUMBLINE ADVISERS 185,945 65,000 0.46%
87 WOLVERINE TRADING LP /BD 204,600 67,000 0.47% Call
88 MORGAN STANLEY 231,428 81,000 0.57%
89 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 265,000 93,000 0.66%
90 TEACHERS ADVISORS, LLC 281,597 99,000 0.70%
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 332,100 116,000 0.82% Put
92 EQUITEC SPECIALISTS, LLC 368,500 129,000 0.91% Call
93 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 442,650 155,000 1.09%
94 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 471,657 165,000 1.17%
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 535,907 188,000 1.33%
96 Bank of New York Mellon Corp 601,414 212,000 1.50%
97 TIAA CREF INVESTMENT MANAGEMENT LLC 650,350 228,000 1.61%
98 BlackRock Investment Management, LLC 708,015 248,000 1.75%
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,088,900 381,000 2.69% Call
100 GEODE CAPITAL MANAGEMENT, LLC 1,301,165 455,000 3.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.