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GERON CORP
GERON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 149 Institutional holders with a total value of $174,327,444.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Janney Montgomery Scott LLC 16,485 34,454 0.02%
102 US BANCORP \DE\ 15,000 31,000 0.02%
103 Creative Planning 13,650 29,000 0.02%
104 COMERICA BANK 13,930 29,000 0.02%
105 Ameritas Investment Partners, Inc. 13,372 28,000 0.02%
106 Nuveen Asset Management, LLC 12,873 27,000 0.02%
107 SUNTRUST BANKS INC 13,176 27,000 0.02%
108 Commonwealth Equity Services, Inc 11,809 25,000 0.01%
109 BRAVE ASSET MANAGEMENT INC 11,500 24,000 0.01%
110 GUGGENHEIM CAPITAL LLC 10,408 22,000 0.01%
111 JACOBS LEVY EQUITY MANAGEMENT, INC 10,200 21,000 0.01%
112 Cambridge Investment Research Advisors, Inc. 10,185 21,000 0.01%
113 BANK OF AMERICA CORP /DE/ 10,200 21,000 0.01% Put
114 KLCM Advisors, Inc. 10,000 21,000 0.01%
115 OPPENHEIMER & CO INC 10,000 21,000 0.01%
116 HOLLENCREST CAPITAL MANAGEMENT 10,000 21,000 0.01%
117 INTEGRAL DERIVATIVES, LLC 10,000 21,000 0.01% Put
118 COMPTON CAPITAL MANAGEMENT INC /RI 10,000 21,000 0.01%
119 BLAIR WILLIAM & CO/IL 10,500 21,000 0.01%
120 Family Manage LLC 10,000 21,000 0.01%
121 TEACHER RETIREMENT SYSTEM OF TEXAS 5,919 12,000 0.01%
122 PRELUDE CAPITAL MANAGEMENT, LLC 5,400 11,000 0.01%
123 First Eagle Investment Management, LLC 2,013 10,000 0.01% Call
124 TRUST DEPARTMENT MB FINANCIAL BANK N A 5,000 10,000 0.01%
125 WHITTIER TRUST CO 5,000 10,000 0.01%
126 Kistler-Tiffany Companies, LLC 5,000 10,000 0.01%
127 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,400 9,000 0.01%
128 BlackRock Finance, Inc. 4,053 8,000 0.00%
129 FIRST MANHATTAN CO. LLC. 3,200 6,000 0.00%
130 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 2,256 5,000 0.00%
131 GLENMEDE TRUST CO NA 2,300 4,000 0.00%
132 Hudock, Inc. 2,000 4,000 0.00%
133 CT Financial Advisors LLC 1,052 3,966 0.00%
134 AMERIPRISE FINANCIAL INC 1,380 3,000 0.00%
135 WFG Advisors, LP 1,250 3,000 0.00%
136 WOLVERINE ASSET MANAGEMENT LLC 1,100 2,000 0.00%
137 CENTRAL TRUST Co 800 2,000 0.00%
138 PNC FINANCIAL SERVICES GROUP, INC. 470 1,000 0.00%
139 TOCQUEVILLE ASSET MANAGEMENT L.P. 600 1,000 0.00%
140 Apriem Advisors 300 1,000 0.00%
141 BNP PARIBAS FINANCIAL MARKETS 163 323 0.00%
142 DEUTSCHE BANK AG\ 1,000 0 0.00% Call
143 WOLVERINE ASSET MANAGEMENT LLC 31 0 0.00% Call
144 WOLVERINE ASSET MANAGEMENT LLC 5 0 0.00% Put
145 Formidable Asset Management, LLC 17 0 0.00%
146 MSI Financial Services Inc 15 0 0.00%
147 BANK OF MONTREAL /CAN/ 200 0 0.00%
148 Vantage Investment Advisors, LLC 90 0 0.00%
149 WHITTIER TRUST CO OF NEVADA INC 200 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.