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GLADSTONE CAPITAL CORP
GLADSTONE CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 68 Institutional holders with a total value of $36,272,286.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Creative Planning 3,043 29,000 0.08%
52 GLENMEDE TRUST CO NA 3,002 28,000 0.08%
53 Tower Research Capital LLC (TRC) 2,647 25,000 0.07%
54 SIMPLEX TRADING, LLC 1,555 14,000 0.04%
55 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,500 14,000 0.04%
56 BANK OF AMERICA CORP /DE/ 1,056 10,000 0.03%
57 GENEOS WEALTH MANAGEMENT INC. 1,150 10,000 0.03%
58 MANUFACTURERS LIFE INSURANCE COMPANY, THE 697 7,000 0.02%
59 Hudock, Inc. 797 7,000 0.02%
60 HOWE & RUSLING INC 575 5,000 0.01%
61 American Research & Management Co. 400 4,000 0.01%
62 PENSERRA CAPITAL MANAGEMENT LLC 341 3,000 0.01%
63 DEUTSCHE BANK AG\ 100 0 0.00%
64 CREATIVE FINANCIAL DESIGNS INC /ADV 3 0 0.00%
65 CUTLER GROUP LLC / CA 300 0 0.00% Put
66 BARCLAYS PLC 29 0 0.00%
67 CUTLER GROUP LLC / CA 700 0 0.00% Call
68 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 52 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.