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GLADSTONE INVT CORP
GLADSTONE INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 79 Institutional holders with a total value of $92,178,887.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CREDIT SUISSE AG/ 20,417 169,000 0.18%
52 BANK OF AMERICA CORP /DE/ 20,292 168,000 0.18%
53 ROYAL BANK OF CANADA 19,473 161,000 0.17%
54 JANE STREET GROUP, LLC 18,527 153,000 0.17%
55 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,967 132,000 0.14%
56 Pinnacle Summer Investments, Inc. 15,065 125,000 0.14%
57 AQR CAPITAL MANAGEMENT LLC 14,142 117,000 0.13%
58 BLACKROCK ADVISORS LLC 14,136 117,000 0.13%
59 Aperio Group, LLC 13,666 113,000 0.12%
60 GUGGENHEIM CAPITAL LLC 12,906 107,000 0.12%
61 MILLENNIUM MANAGEMENT LLC 11,582 96,000 0.10%
62 PRINCIPAL FINANCIAL GROUP INC 11,050 91,000 0.10%
63 BANK OF MONTREAL /CAN/ 10,356 86,000 0.09%
64 ALLIANCEBERNSTEIN L.P. 9,527 79,000 0.09%
65 North Star Investment Management Corp. 5,175 43,000 0.05%
66 CITIGROUP INC 4,848 41,000 0.04%
67 AMERIPRISE FINANCIAL INC 3,395 28,000 0.03%
68 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3,300 27,000 0.03%
69 FIFTH THIRD BANCORP 2,666 22,000 0.02%
70 B. Riley Wealth Management, Inc. 1,664 14,000 0.02%
71 Tower Research Capital LLC (TRC) 1,430 12,000 0.01%
72 Creative Planning 1,505 12,000 0.01%
73 WFG Advisors, LP 1,350 11,000 0.01%
74 BlackRock Finance, Inc. 1,126 9,000 0.01%
75 Regal Investment Advisors LLC 800 7,000 0.01%
76 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 750 6,000 0.01%
77 PANAGORA ASSET MANAGEMENT INC 371 3,000 0.00%
78 DIMENSIONAL FUND ADVISORS LP 284 2,000 0.00%
79 GROUP ONE TRADING LLC 100 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.