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GLADSTONE INVT CORP
GLADSTONE INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $53,546,454.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Stratos Wealth Partners, LTD. 11,232 100,000 0.19%
52 TUDOR INVESTMENT CORP ET AL 10,878 97,000 0.18%
53 CREDIT SUISSE AG/ 10,391 93,000 0.17%
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,983 71,000 0.13%
55 Tower Research Capital LLC (TRC) 6,745 60,000 0.11%
56 North Star Investment Management Corp. 5,175 46,000 0.09%
57 TRUST CO OF VERMONT 4,400 39,000 0.07%
58 People's United Financial, Inc. 3,600 32,000 0.06%
59 PNC FINANCIAL SERVICES GROUP, INC. 2,133 19,000 0.04%
60 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,650 15,000 0.03%
61 CUTLER GROUP LLC / CA 1,447 12,000 0.02%
62 Advisory Services Network, LLC 1,355 12,000 0.02%
63 BANK OF AMERICA CORP /DE/ 1,167 10,000 0.02%
64 HOWE & RUSLING INC 650 6,000 0.01%
65 ADVISOR GROUP, INC. 675 6,000 0.01%
66 PENSERRA CAPITAL MANAGEMENT LLC 435 3,000 0.01%
67 SIMPLEX TRADING, LLC 181 1,000 0.00%
68 MSI Financial Services Inc 116 1,000 0.00%
69 US BANCORP \DE\ 6 0 0.00%
70 GLENMEDE TRUST CO NA 147 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.