| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 2,967,117 | 40,056,000 | 20.91% | ||
| 2 | MORGAN STANLEY | 2,501,063 | 33,764,000 | 17.63% | ||
| 3 | CREDIT SUISSE AG/ | 1,433,152 | 19,348,000 | 10.10% | ||
| 4 | KAYNE ANDERSON CAPITAL ADVISORS LP | 792,972 | 10,704,000 | 5.59% | ||
| 5 | GOLDMAN SACHS GROUP INC | 635,257 | 8,576,000 | 4.48% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 583,990 | 7,884,000 | 4.12% | ||
| 7 | UBS Group AG | 503,670 | 6,800,000 | 3.55% | ||
| 8 | WELLS FARGO & COMPANY/MN | 398,600 | 6,208,000 | 3.24% | Put | |
| 9 | WELLS FARGO & COMPANY/MN | 443,563 | 5,988,000 | 3.13% | ||
| 10 | JPMORGAN CHASE & CO | 425,867 | 5,749,000 | 3.00% | ||
| 11 | UBS Group AG | 386,100 | 5,212,000 | 2.72% | Put | |
| 12 | ING GROEP NV | 312,990 | 4,210,000 | 2.20% | ||
| 13 | ROYAL BANK OF CANADA | 289,331 | 3,905,000 | 2.04% | ||
| 14 | VAN ECK ASSOCIATES CORP | 275,358 | 3,717,000 | 1.94% | ||
| 15 | Clearbridge Investments, LLC | 203,670 | 2,750,000 | 1.44% | ||
| 16 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 170,800 | 2,306,000 | 1.20% | ||
| 17 | DEUTSCHE BANK AG\ | 158,768 | 2,142,000 | 1.12% | ||
| 18 | RENAISSANCE TECHNOLOGIES LLC | 153,100 | 2,067,000 | 1.08% | ||
| 19 | Rafferty Asset Management, LLC | 115,739 | 1,562,000 | 0.82% | ||
| 20 | GSA CAPITAL PARTNERS LLP | 108,801 | 1,469,000 | 0.77% | ||
| 21 | METROPOLITAN LIFE INSURANCE CO/NY | 105,000 | 1,418,000 | 0.74% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 96,841 | 1,307,000 | 0.68% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 72,606 | 981,000 | 0.51% | ||
| 24 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 72,312 | 976,000 | 0.51% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 67,278 | 908,000 | 0.47% | ||
| 26 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 62,349 | 842,000 | 0.44% | ||
| 27 | CITIGROUP INC | 62,100 | 838,000 | 0.44% | ||
| 28 | HITE Hedge Asset Management LLC | 59,960 | 809,000 | 0.42% | ||
| 29 | ALBERT D MASON INC | 53,536 | 723,000 | 0.38% | ||
| 30 | SANDERS MORRIS HARRIS INC/FA | 44,450 | 601,000 | 0.31% | ||
| 31 | BARCLAYS PLC | 42,827 | 556,000 | 0.29% | ||
| 32 | Spot Trading L.L.C | 38,600 | 521,000 | 0.27% | Call | |
| 33 | Arrow Investment Advisors, LLC | 36,155 | 488,000 | 0.25% | ||
| 34 | Marble Harbor Investment Counsel, LLC | 35,150 | 475,000 | 0.25% | ||
| 35 | BARINGS LLC | 32,810 | 443,000 | 0.23% | ||
| 36 | ADVISORY RESEARCH INC | 26,815 | 362,000 | 0.19% | ||
| 37 | STATE STREET CORP | 25,573 | 345,000 | 0.18% | ||
| 38 | Bank of New York Mellon Corp | 25,000 | 338,000 | 0.18% | ||
| 39 | Invesco Ltd. | 24,790 | 335,000 | 0.17% | ||
| 40 | AlphaMark Advisors, LLC | 24,620 | 332,000 | 0.17% | ||
| 41 | LPL Financial LLC | 23,882 | 315,000 | 0.16% | ||
| 42 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,900 | 282,000 | 0.15% | Call | |
| 43 | Penbrook Management LLC | 19,583 | 264,000 | 0.14% | ||
| 44 | Winslow, Evans & Crocker, Inc. | 18,706 | 252,532 | 0.13% | ||
| 45 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 17,196 | 232,000 | 0.12% | ||
| 46 | Commonwealth Equity Services, Inc | 15,323 | 207,000 | 0.11% | ||
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,600 | 197,000 | 0.10% | Put | |
| 48 | PEAK6 Group LLC | 13,700 | 185,000 | 0.10% | Put | |
| 49 | IMA Advisory Services, Inc. | 13,115 | 177,000 | 0.09% | SH | |
| 50 | Virtu KCG Holdings LLC | 12,622 | 170,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
