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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 15 Institutional holders with a total value of $5,088,772.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NOTTINGHAM ADVISORS, INC. 90,475 1,253,000 24.62%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 89,289 1,238,000 24.33%
3 Janney Capital Management LLC 77,366 1,072,000 21.07% SH
4 SG Americas Securities, LLC 32,375 449,000 8.82%
5 BANK OF AMERICA CORP /DE/ 29,406 408,000 8.02%
6 U S GLOBAL INVESTORS INC 15,000 208,000 4.09%
7 Dana Investment Advisors, Inc. 12,573 174,000 3.42%
8 Virtu KCG Holdings LLC 11,688 162,000 3.18%
9 COMMUNITY FINANCIAL SYSTEM, INC. 6,975 97,000 1.91%
10 UBS AG 687 10,000 0.20%
11 DEUTSCHE BANK AG\ 511 7,000 0.14%
12 MYCIO WEALTH PARTNERS, LLC 270 4,000 0.08%
13 AMERIPRISE FINANCIAL INC 288 4,000 0.08%
14 AMERICAN INTERNATIONAL GROUP, INC. 200 2,772 0.05%
15 ROYAL BANK OF CANADA 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.