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ISSUER DIRECT CORPORATION
ISSUER DIRECT CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 4 Institutional holders with a total value of $10,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 950 8,000 79.86%
2 THOMPSON DAVIS & CO., INC. 125 1,000 9.98%
3 Ground Swell Capital, LLC 68 1,000 9.98%
4 Estabrook Capital Management 2 18 0.18%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.