Dark
Light
System
Security
GOLD FIELDS LTD NEW
GOLD FIELDS LTD NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 148 Institutional holders with a total value of $788,882,281.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 PEAK6 Group LLC 33,700 90,000 0.01% Call
102 BARINGS LLC 29,340 78,000 0.01%
103 GROUP ONE TRADING LLC 26,337 70,000 0.01%
104 SUNTRUST BANKS INC 25,400 67,000 0.01%
105 BARCLAYS PLC 20,900 42,000 0.01% Call
106 Nine Chapters Capital Management LLC 14,800 39,000 0.00%
107 AMERIPRISE FINANCIAL INC 13,883 37,000 0.00%
108 INTEGRAL DERIVATIVES, LLC 13,100 35,000 0.00%
109 Commonwealth Equity Services, Inc 12,303 33,000 0.00%
110 Legal & General Group Plc 12,379 33,000 0.00%
111 STRS OHIO 12,000 31,000 0.00%
112 Laird Norton Wetherby Wealth Management, LLC 10,044 27,000 0.00%
113 HSBC HOLDINGS PLC 10,290 27,000 0.00%
114 NATIXIS 10,086 27,000 0.00%
115 HAP Trading, LLC 365,400 18,000 0.00% Call
116 CREDIT AGRICOLE S A 5,652 15,000 0.00%
117 Chicago Partners Investment Group LLC 5,365 14,000 0.00%
118 AYALON INSURANCE COMP LTD. 5,000 13,000 0.00%
119 New Harbor Financial Group, LLC 4,800 12,000 0.00%
120 PEAR TREE ADVISORS INC 4,490 12,000 0.00%
121 US BANCORP \DE\ 4,146 11,000 0.00%
122 Mizuho Trust & Banking Co., Ltd. 4,241 11,000 0.00%
123 Clearbridge Investments, LLC 3,860 10,000 0.00%
124 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,500 8,000 0.00%
125 MSI Financial Services Inc 3,150 8,000 0.00%
126 FIFTH THIRD BANCORP 2,983 8,000 0.00%
127 UBS Group AG 2,700 7,000 0.00% Call
128 Spot Trading L.L.C 2,800 7,000 0.00% Put
129 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,500 4,000 0.00%
130 ENVESTNET ASSET MANAGEMENT INC 1,451 4,000 0.00%
131 Creative Planning 1,392 4,000 0.00%
132 Hexavest Inc. 1,291 3,000 0.00%
133 EDMOND DE ROTHSCHILD HOLDING S.A. 1,000 3,000 0.00%
134 HUNTINGTON NATIONAL BANK 660 2,000 0.00%
135 SIMPLEX TRADING, LLC 810 2,000 0.00%
136 SUMMIT SECURITIES GROUP LLC 300 1,000 0.00%
137 LS Investment Advisors, LLC 350 1,000 0.00%
138 BENJAMIN F. EDWARDS & COMPANY, INC. 500 1,000 0.00%
139 Brookstone Capital Management 302 1,000 0.00%
140 ENTERPRISE FINANCIAL SERVICES CORP 255 1,000 0.00%
141 Tower Research Capital LLC (TRC) 510 1,000 0.00%
142 Allworth Financial LP 100 0 0.00%
143 D.A. DAVIDSON & CO. 200 0 0.00%
144 WFG Advisors, LP 44 0 0.00%
145 NEXT Financial Group, Inc 100 0 0.00%
146 AMERICAN INTERNATIONAL GROUP, INC. 21 0 0.00%
147 GLENMEDE TRUST CO NA 496 0 0.00%
148 CLOUGH CAPITAL PARTNERS L P 183 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.