Dark
Light
System
Security
GOLD RESOURCE CORP
GOLD RESOURCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 107 Institutional holders with a total value of $136,919,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CREDIT SUISSE AG/ 48,141 246,000 0.18%
52 Swiss National Bank 44,500 228,000 0.17%
53 VAN DEN BERG MANAGEMENT I, INC 42,525 218,000 0.16%
54 VOYA INVESTMENT MANAGEMENT LLC 38,243 196,000 0.14%
55 METROPOLITAN LIFE INSURANCE CO/NY 31,795 163,000 0.12%
56 GROUP ONE TRADING LLC 29,822 153,000 0.11%
57 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 29,783 152,000 0.11%
58 Nationwide Fund Advisors 29,333 150,000 0.11%
59 LSV ASSET MANAGEMENT 29,200 149,000 0.11%
60 RHUMBLINE ADVISERS 27,736 142,000 0.10%
61 PRICE T ROWE ASSOCIATES INC /MD/ 27,100 139,000 0.10%
62 DIMENSIONAL FUND ADVISORS LP 27,196 139,000 0.10%
63 AMERICAN INTERNATIONAL GROUP, INC. 25,213 129,091 0.09%
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 24,952 128,000 0.09%
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,800 122,000 0.09% Call
66 STEVENS CAPITAL MANAGEMENT LP 23,691 121,000 0.09%
67 NORGES BANK 23,453 120,000 0.09%
68 Connor, Clark & Lunn Investment Management Ltd. 22,000 113,000 0.08%
69 Princeton Alpha Management LP 21,801 112,000 0.08%
70 SOUTH GEORGIA CAPITAL, LLC 21,500 110,000 0.08%
71 WFG Advisors, LP 20,725 106,000 0.08%
72 CITIGROUP INC 18,575 95,000 0.07%
73 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 16,298 84,000 0.06%
74 BARCLAYS PLC 16,630 83,000 0.06%
75 BLACKROCK ADVISORS LLC 15,972 82,000 0.06%
76 Virtu KCG Holdings LLC 16,054 82,000 0.06%
77 ProShare Advisors LLC 14,962 77,000 0.06%
78 UBS AG 14,066 72,000 0.05%
79 Aperio Group, LLC 13,586 70,000 0.05%
80 Spot Trading L.L.C 13,544 69,000 0.05%
81 Rotella Capital Management, Inc. 13,293 68,000 0.05%
82 Cambridge Investment Research Advisors, Inc. 12,951 66,000 0.05%
83 PRINCIPAL FINANCIAL GROUP INC 12,558 64,000 0.05%
84 JANE STREET GROUP, LLC 12,273 63,000 0.05%
85 GOLDMAN SACHS GROUP INC 11,165 57,000 0.04%
86 Eidelman Virant Capital 10,500 54,000 0.04%
87 SCHRODER INVESTMENT MANAGEMENT GROUP 10,000 51,200 0.04%
88 CANADA LIFE ASSURANCE Co 8,132 42,000 0.03%
89 Spot Trading L.L.C 6,100 31,000 0.02% Put
90 PRELUDE CAPITAL MANAGEMENT, LLC 5,900 30,000 0.02%
91 KANALY TRUST CO 5,400 28,000 0.02%
92 Creative Planning 4,400 23,000 0.02%
93 Tower Research Capital LLC (TRC) 4,477 23,000 0.02%
94 Global X Management CO LLC 3,945 20,000 0.01%
95 MSI Financial Services Inc 2,900 15,000 0.01%
96 AMERIPRISE FINANCIAL INC 2,535 13,000 0.01%
97 BNP PARIBAS FINANCIAL MARKETS 2,466 12,626 0.01%
98 TEACHER RETIREMENT SYSTEM OF TEXAS 1,331 7,000 0.01%
99 ALLIANCEBERNSTEIN L.P. 700 4,000 0.00%
100 BANK OF MONTREAL /CAN/ 870 4,000 0.00%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.