| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 153,000 | 311,000 | 53.07% | PRN | |
| 2 | LPL Financial LLC | 60,000 | 118,000 | 20.14% | ||
| 3 | MSI Financial Services Inc | 33,000 | 67,000 | 11.43% | ||
| 4 | Creative Planning | 22,000 | 45,000 | 7.68% | PRN | |
| 5 | MORGAN STANLEY | 15,000 | 31,000 | 5.29% | PRN | |
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 7 | 14,000 | 2.39% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
