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FIRST TRUST ETF NORTH AME
FIRST TRUST ETF NORTH AME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 4 Institutional holders with a total value of $9,474,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 302,177 7,651,000 80.76%
2 SignalPoint Asset Management, LLC 38,802 982,000 10.37%
3 WBI INVESTMENTS, LLC 21,095 534,000 5.64%
4 D L CARLSON INVESTMENT GROUP INC 12,125 307,000 3.24%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.