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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 273 Institutional holders with a total value of $3,075,798,660.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 7 0 0.00%
2 Plante Moran Financial Advisors, LLC 28 1,000 0.00%
3 US BANCORP \DE\ 18 1,000 0.00%
4 WOLVERINE ASSET MANAGEMENT LLC 4 1,000 0.00% Put
5 FineMark National Bank & Trust 81 3,000 0.00%
6 PRIVATE TRUST CO NA 100 4,000 0.00%
7 FIRST MANHATTAN CO. LLC. 107 4,000 0.00%
8 Weaver C. Barksdale & Associates, Inc. 98 4,000 0.00%
9 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
10 TRUST CO OF VERMONT 100 4,000 0.00%
11 First Horizon Advisors, Inc. 167 6,000 0.00%
12 DEUTSCHE BANK AG\ 184 7,000 0.00% Put
13 Gemmer Asset Management LLC 190 8,000 0.00%
14 FIRST FINANCIAL CORP /IN/ 225 9,000 0.00%
15 Ground Swell Capital, LLC 260 11,000 0.00%
16 Creative Planning 256 11,000 0.00%
17 TOCQUEVILLE ASSET MANAGEMENT L.P. 300 13,000 0.00%
18 B. Riley Wealth Advisors, Inc. 400 16,796 0.00%
19 Global X Management CO LLC 550 23,000 0.00%
20 VALLEY NATIONAL BANCORP 600 25,000 0.00%
21 GLENMEDE TRUST CO NA 600 25,000 0.00%
22 UBS AG 1,000 42,000 0.00% Call
23 Walleye Trading LLC 1,000 42,000 0.00% Call
24 BANK OF AMERICA CORP /DE/ 1,000 42,000 0.00% Put
25 ENVESTNET ASSET MANAGEMENT INC 1,107 46,000 0.00%
26 BROWN BROTHERS HARRIMAN & CO 1,327 56,000 0.00%
27 Li Winifred I 1,480 62,000 0.00%
28 Tower Research Capital LLC (TRC) 1,612 68,000 0.00%
29 BlackRock Finance, Inc. 1,682 71,000 0.00%
30 Hexavest Inc. 1,900 80,000 0.00%
31 TEACHER RETIREMENT SYSTEM OF TEXAS 2,082 87,000 0.00%
32 Advisors Asset Management, Inc. 2,100 88,000 0.00%
33 MSI Financial Services Inc 2,453 103,000 0.00%
34 B. Riley Wealth Management, Inc. 2,860 120,000 0.00%
35 NuWave Investment Management, LLC 2,900 122,000 0.00%
36 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 3,479 146,000 0.00%
37 OFI Advisors LLC 3,725 156,000 0.01%
38 Manchester Capital Management LLC 3,907 164,000 0.01%
39 Lorber David A 4,087 172,000 0.01%
40 CANADA LIFE ASSURANCE Co 4,189 175,000 0.01%
41 Lombard Odier & Cie (Canada), Limited Partnership 4,250 178,000 0.01%
42 Parallax Volatility Advisers, L.P. 4,487 188,000 0.01%
43 First Allied Advisory Services, Inc. 4,728 200,000 0.01%
44 North Star Investment Management Corp. 4,940 207,000 0.01%
45 J.P. Morgan Private Wealth Advisors LLC 4,954 208,000 0.01%
46 Forward Management, LLC 5,000 210,000 0.01%
47 BLUESTEIN R H & CO LLC 5,000 210,000 0.01%
48 THRIVENT FINANCIAL FOR LUTHERANS 5,320 223,000 0.01%
49 CITIGROUP INC 5,306 223,000 0.01%
50 Walleye Trading LLC 5,400 226,000 0.01% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.