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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 286 Institutional holders with a total value of $2,449,110,261.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Third Point LLC 6,650,000 212,667,000 8.68%
2 Marcato Capital Management LP 6,571,806 210,166,000 8.58%
3 VANGUARD GROUP INC 4,201,350 134,359,000 5.49%
4 BlackRock Fund Advisors 2,908,767 93,022,000 3.80%
5 VILLERE ST DENIS J & CO LLC 2,693,147 86,127,000 3.52%
6 Jericho Capital Asset Management L.P. 2,319,885 74,190,000 3.03%
7 ROYCE & ASSOCIATES LP 2,310,673 73,895,000 3.02%
8 ARIEL INVESTMENTS, LLC 2,240,741 71,659,000 2.93%
9 STATE STREET CORP 1,950,020 62,358,000 2.55%
10 BlackRock Institutional Trust Company, N.A. 1,679,151 53,699,000 2.19%
11 VIRTUS CAPITAL ADVISERS, LLC 1,411,377 45,136,000 1.84%
12 LMCG INVESTMENTS, LLC 1,331,911 42,594,000 1.74%
13 Capital World Investors 1,320,000 42,214,000 1.72%
14 DIMENSIONAL FUND ADVISORS LP 1,301,237 41,613,000 1.70%
15 TimesSquare Capital Management, LLC 1,300,078 41,576,000 1.70%
16 CANYON CAPITAL ADVISORS LLC 1,221,768 39,072,000 1.60%
17 DEUTSCHE BANK AG\ 1,116,209 35,695,000 1.46%
18 Van Berkom & Associates Inc. 1,100,338 35,189,000 1.44%
19 EAGLE ASSET MANAGEMENT INC 1,093,735 34,977,000 1.43%
20 Point72 Asset Management, L.P. 1,000,000 31,980,000 1.31%
21 NORTHERN TRUST CORP 990,113 31,664,000 1.29%
22 Amici Capital, LLC 985,500 31,516,000 1.29%
23 CAMBIAR INVESTORS LLC 936,209 29,940,000 1.22%
24 MORGAN STANLEY 906,374 28,986,000 1.18%
25 ALLIANCEBERNSTEIN L.P. 875,138 27,987,000 1.14%
26 PINNACLE ASSOCIATES LTD 850,534 27,200,000 1.11%
27 Fisher Asset Management, LLC 843,080 26,962,000 1.10%
28 D. E. Shaw & Co., Inc. 771,236 24,664,000 1.01%
29 KEELEY ASSET MANAGEMENT CORP 740,390 23,678,000 0.97%
30 Bank of New York Mellon Corp 713,397 22,814,000 0.93%
31 SCHRODER INVESTMENT MANAGEMENT GROUP 685,000 21,906,000 0.89%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 672,000 21,491,000 0.88% Put
33 River Road Asset Management, LLC 671,032 21,460,000 0.88%
34 Century Capital Management, LLC 600,351 19,199,000 0.78%
35 OppenheimerFunds, Inc. 600,000 19,188,000 0.78%
36 AMERIPRISE FINANCIAL INC 596,612 19,079,000 0.78%
37 NORGES BANK 554,342 17,728,000 0.72%
38 CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 503,744 16,110,000 0.66%
39 Paradice Investment Management LLC 491,976 15,733,000 0.64%
40 Kerrisdale Advisers, LLC 462,860 14,802,000 0.60%
41 Boston Trust Walden Corp 450,491 14,407,000 0.59%
42 SANDLER CAPITAL MANAGEMENT 449,400 14,372,000 0.59% Put
43 HIGHLAND CAPITAL MANAGEMENT LP 446,034 14,264,000 0.58%
44 DEPRINCE RACE & ZOLLO INC 440,895 14,100,000 0.58%
45 VOYA INVESTMENT MANAGEMENT LLC 439,171 14,045,000 0.57%
46 PRICE T ROWE ASSOCIATES INC /MD/ 407,236 13,023,000 0.53%
47 Spot Trading L.L.C 384,000 12,280,000 0.50% Put
48 GEODE CAPITAL MANAGEMENT, LLC 371,502 11,880,000 0.49%
49 BlackRock Investment Management, LLC 352,156 11,262,000 0.46%
50 BANK OF MONTREAL /CAN/ 346,172 11,070,000 0.45%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.