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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 273 Institutional holders with a total value of $3,075,798,660.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 60,282 2,531,000 0.08%
152 PUTNAM INVESTMENTS LLC 60,393 2,536,000 0.08%
153 ProShare Advisors LLC 60,744 2,551,000 0.08%
154 D. E. Shaw & Co., Inc. 61,500 2,582,000 0.08% Call
155 PEAK6 Group LLC 63,741 2,676,000 0.09%
156 Swiss National Bank 66,800 2,805,000 0.09%
157 TEXAS PERMANENT SCHOOL FUND CORP 69,695 2,926,000 0.10%
158 CSS LLC/IL 71,339 2,996,000 0.10%
159 Calamos Advisors LLC 74,340 3,122,000 0.10%
160 A.R.T. Advisors, LLC 74,690 3,136,000 0.10%
161 RUDMAN ERROL M 75,950 3,189,000 0.10%
162 Invesco Ltd. 78,225 3,285,000 0.11%
163 D. E. Shaw & Co., Inc. 79,400 3,334,000 0.11% Put
164 CITADEL ADVISORS LLC 83,704 3,515,000 0.11%
165 HIGHLAND CAPITAL MANAGEMENT LP 83,950 3,525,000 0.11%
166 Retirement Systems of Alabama 85,650 3,596,000 0.12%
167 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 86,966 3,652,000 0.12%
168 LionEye Capital Management LLC 90,000 3,779,000 0.12%
169 Employees Retirement System of Texas 92,000 3,863,000 0.13%
170 KBC Group NV 93,899 3,943,000 0.13%
171 WHITEBOX ADVISORS LLC 93,943 3,945,000 0.13%
172 13D Management LLC 97,289 4,085,000 0.13%
173 COWEN INC. 98,693 4,144,000 0.13%
174 WESTPAC BANKING CORP 98,693 4,144,119 0.13%
175 RHUMBLINE ADVISERS 98,747 4,146,000 0.13%
176 PALISADE CAPITAL MANAGEMENT, LP 98,819 4,149,000 0.13%
177 CAXTON ASSOCIATES LP 100,000 4,199,000 0.14%
178 METROPOLITAN LIFE INSURANCE CO/NY 102,870 4,320,000 0.14%
179 BARCLAYS PLC 107,700 4,416,000 0.14% Put
180 SCOUT INVESTMENTS, INC. 105,750 4,440,000 0.14%
181 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 110,810 4,653,000 0.15%
182 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 111,224 4,670,000 0.15%
183 MASON STREET ADVISORS, LLC 113,824 4,779,000 0.16%
184 STIFEL FINANCIAL CORP 115,686 4,859,000 0.16%
185 Spot Trading L.L.C 118,700 4,984,000 0.16% Put
186 MANUFACTURERS LIFE INSURANCE COMPANY, THE 125,351 5,264,000 0.17%
187 ALLIANCEBERNSTEIN L.P. 126,219 5,300,000 0.17%
188 BALYASNY ASSET MANAGEMENT L.P. 139,121 5,842,000 0.19%
189 PEAK6 Group LLC 141,100 5,925,000 0.19% Put
190 JUPITER ASSET MANAGEMENT LTD 146,100 6,134,739 0.20%
191 Neuberger Berman Group LLC 146,985 6,172,000 0.20%
192 M&R CAPITAL MANAGEMENT INC 149,909 6,295,000 0.20%
193 Alberta Investment Management Corp 152,300 6,395,000 0.21%
194 BANK OF MONTREAL /CAN/ 153,657 6,452,000 0.21%
195 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 159,000 6,676,000 0.22%
196 LMCG INVESTMENTS, LLC 160,801 6,752,000 0.22%
197 GLG LLC 167,245 7,023,000 0.23%
198 MANAGED ACCOUNT ADVISORS LLC 170,430 7,156,000 0.23%
199 GUGGENHEIM CAPITAL LLC 174,244 7,316,000 0.24%
200 PRINCIPAL FINANCIAL GROUP INC 176,072 7,393,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.