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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 275 Institutional holders with a total value of $3,458,799,649.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 4 0 0.00% Put
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2 0 0.00%
3 WFG Advisors, LP 7 0 0.00%
4 MSI Financial Services Inc 6 0 0.00%
5 First Horizon Advisors, Inc. 0 0 0.00%
6 D.A. DAVIDSON & CO. 37 1,000 0.00%
7 First Personal Financial Services 19 1,000 0.00%
8 Plante Moran Financial Advisors, LLC 28 1,000 0.00%
9 DEUTSCHE BANK AG\ 53 2,000 0.00% Call
10 HAP Trading, LLC 12,100 2,000 0.00% Put
11 Index Management Solutions, LLC 96 4,000 0.00%
12 Weaver C. Barksdale & Associates, Inc. 97 4,000 0.00%
13 FIRST MANHATTAN CO. LLC. 107 4,000 0.00%
14 TRUST CO OF VERMONT 100 5,000 0.00%
15 FineMark National Bank & Trust 105 5,000 0.00%
16 BALENTINE LLC 100 5,000 0.00%
17 ACADIAN ASSET MANAGEMENT LLC 120 5,000 0.00%
18 MYCIO WEALTH PARTNERS, LLC 100 5,000 0.00%
19 Gemmer Asset Management LLC 154 7,000 0.00% SH
20 HUNTINGTON NATIONAL BANK 154 7,000 0.00%
21 Cable Hill Partners, LLC 185 9,000 0.00%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 203 9,000 0.00%
23 FIRST FINANCIAL CORP /IN/ 225 10,000 0.00%
24 WEALTHFRONT CORP 214 10,000 0.00%
25 Parallax Volatility Advisers, L.P. 300 14,000 0.00% Call
26 Parallax Volatility Advisers, L.P. 300 14,000 0.00% Put
27 Sunbelt Securities, Inc. 343 15,505 0.00%
28 Cambria Investment Management, L.P. 492 22,000 0.00%
29 ARCADIA INVESTMENT MANAGEMENT CORP/MI 500 22,000 0.00%
30 DUNCKER STREETT & CO INC 700 32,000 0.00%
31 CREDIT AGRICOLE S A 1,000 45,000 0.00%
32 Jefferies Group LLC 1,125 51,000 0.00%
33 Pomelo Capital LLC 100,000 53,000 0.00% Put
34 Johnson Financial Group, Inc. 1,550 70,000 0.00%
35 US BANCORP \DE\ 1,654 75,000 0.00%
36 Advisors Asset Management, Inc. 1,800 81,000 0.00%
37 Hexavest Inc. 1,900 86,000 0.00%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,928 88,000 0.00%
39 LS Investment Advisors, LLC 1,983 90,000 0.00%
40 WOLVERINE ASSET MANAGEMENT LLC 2,126 96,000 0.00%
41 Lombard Odier Transatlantic Ltd 2,250 102,000 0.00%
42 TEACHER RETIREMENT SYSTEM OF TEXAS 2,285 103,000 0.00%
43 SEVEN EIGHT CAPITAL, LP 2,405 109,000 0.00%
44 CANADA PENSION PLAN INVESTMENT BOARD 2,600 118,000 0.00%
45 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,805 127,000 0.00%
46 CITIGROUP INC 3,400 154,000 0.00% Call
47 Quantbot Technologies LP 3,412 154,000 0.00%
48 OFI Advisors LLC 3,720 168,000 0.00%
49 PANAGORA ASSET MANAGEMENT INC 4,350 197,000 0.01%
50 BOOTHBAY FUND MANAGEMENT, LLC 4,825 218,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.