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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 254 Institutional holders with a total value of $1,777,499,531.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 3 0 0.00%
2 US BANCORP \DE\ 18 0 0.00%
3 D.A. DAVIDSON & CO. 26 0 0.00%
4 WFG Advisors, LP 7 0 0.00%
5 CUTLER GROUP LLC / CA 39,500 0 0.00% Call
6 FineMark National Bank & Trust 55 1,000 0.00%
7 ALLEGIS INVESTMENT ADVISORS, LLC 28 1,000 0.00%
8 IFP ADVISORS, INC 23 1,000 0.00%
9 Plante Moran Financial Advisors, LLC 28 1,000 0.00%
10 DEUTSCHE BANK AG\ 53 1,000 0.00% Call
11 INTEGRATED WEALTH MANAGEMENT 97 2,000 0.00%
12 FIRST MANHATTAN CO. LLC. 107 2,000 0.00%
13 QS Investors, LLC 63 2,000 0.00%
14 Pinnacle Summer Investments, Inc. 110 3,000 0.00%
15 TRUST CO OF VERMONT 100 3,000 0.00%
16 BALENTINE LLC 100 3,000 0.00%
17 MYCIO WEALTH PARTNERS, LLC 100 3,000 0.00%
18 Weaver C. Barksdale & Associates, Inc. 150 4,000 0.00%
19 Gemmer Asset Management LLC 154 4,000 0.00%
20 Cable Hill Partners, LLC 185 5,000 0.00%
21 PRELUDE CAPITAL MANAGEMENT, LLC 212 5,000 0.00%
22 QUADRANT CAPITAL GROUP LLC 223 5,000 0.00%
23 HUNTINGTON NATIONAL BANK 194 5,000 0.00%
24 FIRST FINANCIAL CORP /IN/ 225 6,000 0.00%
25 Cornerstone Advisors, Inc. 220 6,000 0.00%
26 Sunbelt Securities, Inc. 344 8,862 0.00%
27 Tower Research Capital LLC (TRC) 380 10,000 0.00%
28 GILDER GAGNON HOWE & CO LLC 391 10,000 0.00%
29 WOLVERINE ASSET MANAGEMENT LLC 9 11,000 0.00% Put
30 ARCADIA INVESTMENT MANAGEMENT CORP/MI 500 13,000 0.00%
31 Johnson Financial Group, Inc. 500 13,000 0.00%
32 WOLVERINE ASSET MANAGEMENT LLC 600 15,000 0.00%
33 Assured Investment Management LLC 605 16,000 0.00%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 926 24,000 0.00%
35 Parallax Volatility Advisers, L.P. 1,000 26,000 0.00% Call
36 CREDIT AGRICOLE S A 1,000 26,000 0.00%
37 Zurcher Kantonalbank (Zurich Cantonalbank) 1,298 33,000 0.00%
38 Advisors Asset Management, Inc. 1,600 41,000 0.00%
39 Creative Planning 1,655 43,000 0.00%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,674 44,000 0.00%
41 Hexavest Inc. 1,900 49,000 0.00%
42 BARCLAYS PLC 1,957 49,000 0.00%
43 LS Investment Advisors, LLC 2,118 55,000 0.00%
44 Lombard Odier Transatlantic Ltd 2,250 57,000 0.00%
45 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,591 67,000 0.00%
46 JPMORGAN CHASE & CO 2,665 68,000 0.00%
47 ENVESTNET ASSET MANAGEMENT INC 3,419 88,000 0.00%
48 Robertson Opportunity Capital, LLC 13,500 100,000 0.01% Put
49 GOLDMAN SACHS GROUP INC 4,300 111,000 0.01% Call
50 PANAGORA ASSET MANAGEMENT INC 4,350 112,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.