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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 246 Institutional holders with a total value of $2,669,755,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 2 0 0.00%
2 CUTLER GROUP LLC / CA 12,100 1,000 0.00% Put
3 HANSEATIC MANAGEMENT SERVICES INC 22 1,000 0.00%
4 OPPENHEIMER ASSET MANAGEMENT INC. 15 1,000 0.00%
5 PROFICIO CAPITAL PARTNERS LLC 12 1,000 0.00%
6 OMNIA FAMILY WEALTH, LLC 40 2,000 0.00%
7 Plante Moran Financial Advisors, LLC 28 2,000 0.00%
8 Weaver C. Barksdale & Associates, Inc. 93 5,000 0.00%
9 FIRST MANHATTAN CO. LLC. 107 5,000 0.00%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.00%
11 BALENTINE LLC 100 5,000 0.00%
12 Cornerstone Advisors, Inc. 110 6,000 0.00%
13 AGF INVESTMENTS LLC 188 10,000 0.00%
14 BNP PARIBAS FINANCIAL MARKETS 1,000 10,000 0.00% Put
15 Gemmer Asset Management LLC 227 12,000 0.00%
16 HALL LAURIE J TRUSTEE 250 13,418 0.00%
17 QUADRANT CAPITAL GROUP LLC 366 17,000 0.00%
18 CITIGROUP INC 471 25,000 0.00%
19 Point72 Hong Kong Ltd 703 38,000 0.00%
20 ACROSPIRE INVESTMENT MANAGEMENT LLC 800 43,000 0.00%
21 PNC FINANCIAL SERVICES GROUP, INC. 789 43,000 0.00%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 985 53,000 0.00%
23 ADVISOR GROUP, INC. 1,000 53,000 0.00%
24 Hexavest Inc. 1,072 58,000 0.00%
25 STRS OHIO 1,200 64,000 0.00%
26 SEI INVESTMENTS CO 1,516 81,000 0.00%
27 Zurcher Kantonalbank (Zurich Cantonalbank) 1,502 81,000 0.00%
28 CUTLER GROUP LLC / CA 15,100 93,000 0.00% Call
29 UBS Group AG 1,766 95,000 0.00%
30 SPIDERROCK ADVISORS, LLC 15,200 106,000 0.00% Call PRN
31 CREDIT AGRICOLE S A 2,186 117,000 0.00%
32 Creative Planning 2,182 117,000 0.00%
33 MEADOW CREEK INVESTMENT MANAGEMENT LLC 2,336 125,000 0.00%
34 US BANCORP \DE\ 2,615 140,000 0.01%
35 NEUBURGH ADVISERS LLC 3,212 172,000 0.01%
36 Daiwa Securities Group Inc. 3,200 172,000 0.01%
37 ENVESTNET ASSET MANAGEMENT INC 3,433 184,000 0.01%
38 EDGE ADVISORS, LLC 3,485 187,000 0.01%
39 RIVERHEAD CAPITAL MANAGEMENT LLC 3,630 195,000 0.01%
40 VERSOR INVESTMENTS LP 3,900 209,000 0.01%
41 Evanson Asset Management, LLC 3,930 211,000 0.01%
42 TYERS ASSET MANAGEMENT LLC 4,088 219,000 0.01%
43 WRIGHT INVESTORS SERVICE INC 4,190 225,000 0.01%
44 TURNER INVESTMENTS LLC 4,250 228,000 0.01%
45 PANAGORA ASSET MANAGEMENT INC 4,350 233,000 0.01%
46 LS Investment Advisors, LLC 4,437 238,000 0.01%
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,462 239,000 0.01%
48 Ancora Advisors LLC 4,510 242,000 0.01%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,600 247,000 0.01%
50 TRUIST FINANCIAL CORP 4,605 247,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.