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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 246 Institutional holders with a total value of $2,669,755,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 FRED ALGER MANAGEMENT, LLC 54,177 2,908,000 0.11%
152 NEW YORK STATE COMMON RETIREMENT FUND 56,663 3,041,000 0.11%
153 Legal & General Group Plc 56,894 3,050,000 0.11%
154 WOLVERINE TRADING LP /BD 57,600 3,065,000 0.11% Call
155 Retirement Systems of Alabama 59,074 3,171,000 0.12%
156 Swiss National Bank 61,749 3,314,000 0.12%
157 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 67,522 3,624,000 0.14%
158 METROPOLITAN LIFE INSURANCE CO/NY 67,800 3,639,000 0.14%
159 BARCLAYS PLC 72,500 3,891,000 0.15% Call
160 BANK OF AMERICA CORP /DE/ 75,000 4,025,000 0.15% Put
161 Perpetual Ltd 75,332 4,043,000 0.15%
162 ClariVest Asset Management LLC 75,596 4,057,000 0.15%
163 MILLENNIUM MANAGEMENT LLC 78,652 4,221,000 0.16%
164 VOLORIDGE INVESTMENT MANAGEMENT, LLC 83,102 4,460,000 0.17%
165 TWO SIGMA ADVISERS, LP 83,915 4,504,000 0.17%
166 CITADEL ADVISORS LLC 84,900 4,557,000 0.17% Call
167 GOLDMAN SACHS GROUP INC 87,200 4,680,000 0.18% Put
168 RHUMBLINE ADVISERS 88,998 4,777,000 0.18%
169 Spark Investment Management LLC 89,300 4,792,000 0.18%
170 DIKER MANAGEMENT LLC 90,000 4,830,000 0.18%
171 SG Americas Securities, LLC 90,071 4,834,000 0.18%
172 BANK OF MONTREAL /CAN/ 93,243 5,004,000 0.19%
173 MANUFACTURERS LIFE INSURANCE COMPANY, THE 95,734 5,139,000 0.19%
174 WOLVERINE TRADING LP /BD 96,600 5,140,000 0.19% Put
175 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 97,310 5,223,000 0.20%
176 GUGGENHEIM CAPITAL LLC 100,148 5,376,000 0.20%
177 TIAA CREF INVESTMENT MANAGEMENT LLC 103,406 5,550,000 0.21%
178 Squarepoint Ops LLC 106,123 5,696,000 0.21%
179 WELLINGTON MANAGEMENT GROUP LLP 106,490 5,715,000 0.21%
180 CITADEL ADVISORS LLC 107,200 5,753,000 0.22% Put
181 BARROW HANLEY MEWHINNEY & STRAUSS LLC 110,456 5,928,000 0.22%
182 STATE OF WISCONSIN INVESTMENT BOARD 111,700 5,995,000 0.22%
183 CANADA PENSION PLAN INVESTMENT BOARD 115,140 6,180,000 0.23%
184 AMERICAN INTERNATIONAL GROUP, INC. 116,348 6,244,000 0.23%
185 13D Management LLC 116,788 6,268,000 0.23%
186 PARAMETRIC PORTFOLIO ASSOCIATES LLC 118,626 6,367,000 0.24%
187 Alberta Investment Management Corp 119,859 6,433,000 0.24%
188 Nationwide Fund Advisors 121,662 6,530,000 0.24%
189 COLUMBUS CIRCLE INVESTORS 125,918 6,758,000 0.25%
190 BNP PARIBAS FINANCIAL MARKETS 127,367 6,835,787 0.26%
191 Russell Clark Investment Management Ltd 132,000 7,084,000 0.27%
192 Neuberger Berman Group LLC 132,761 7,125,000 0.27%
193 1832 Asset Management L.P. 135,000 7,254,000 0.27%
194 CARLEON CAPITAL PARTNERS LLC 158,783 8,522,000 0.32%
195 Walleye Trading LLC 161,300 8,658,000 0.32% Call
196 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 161,400 8,662,000 0.32%
197 SANDLER CAPITAL MANAGEMENT 161,780 8,683,000 0.33%
198 ROYAL BANK OF CANADA 176,000 9,446,000 0.35% Put
199 CASTLEARK MANAGEMENT LLC 177,881 9,547,000 0.36%
200 Matarin Capital Management, LLC 183,769 9,862,882 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.