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HANCOCK JOHN TAX ADVANTAGED
HANCOCK JOHN TAX ADVANTAGED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 58 Institutional holders with a total value of $104,428,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,063,705 21,880,000 20.95%
2 UBS Group AG 856,789 17,624,000 16.88%
3 COHEN & STEERS, INC. 743,122 15,286,000 14.64%
4 GUGGENHEIM CAPITAL LLC 325,141 6,687,000 6.40%
5 LPL Financial LLC 290,208 5,967,000 5.71%
6 WELLS FARGO & COMPANY/MN 248,485 5,111,000 4.89%
7 RAYMOND JAMES & ASSOCIATES 236,348 4,862,000 4.66%
8 Invesco Ltd. 193,912 3,989,000 3.82%
9 MORGAN STANLEY 179,427 3,691,000 3.53%
10 CENTRAL TRUST Co 160,630 3,304,000 3.16%
11 FIRST TRUST ADVISORS LP 111,968 2,303,000 2.21%
12 BANK OF AMERICA CORP /DE/ 94,583 1,946,000 1.86%
13 Cambridge Investment Research Advisors, Inc. 55,754 1,147,000 1.10%
14 PRICE T ROWE ASSOCIATES INC /MD/ 50,000 1,029,000 0.99%
15 Commonwealth Equity Services, Inc 46,764 962,000 0.92%
16 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 43,527 895,000 0.86%
17 Raymond James Financial Services Advisors, Inc. 37,531 772,000 0.74%
18 SG Americas Securities, LLC 30,976 637,000 0.61%
19 Private Advisor Group, LLC 28,320 583,000 0.56%
20 CONNING INC. 22,300 459,000 0.44%
21 BALDWIN WEALTH PARTNERS LLC/MA 22,130 455,000 0.44%
22 ROYAL BANK OF CANADA 21,749 447,000 0.43%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,000 391,000 0.37%
24 Stratos Wealth Partners, LTD. 18,713 385,000 0.37%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,849 367,000 0.35%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,275 294,000 0.28%
27 Capital Advisors, Ltd. LLC 14,201 292,000 0.28%
28 OPPENHEIMER & CO INC 13,900 286,000 0.27%
29 Advisory Services Network, LLC 13,496 278,000 0.27%
30 Concert Wealth Management Inc. 12,602 259,000 0.25%
31 AMERICAN INTERNATIONAL GROUP, INC. 12,536 258,000 0.25%
32 CITIGROUP INC 9,620 198,000 0.19%
33 GUPTA WEALTH MANAGEMENT LLC 8,800 181,000 0.17%
34 PNC FINANCIAL SERVICES GROUP, INC. 8,386 173,000 0.17%
35 IFP ADVISORS, INC 7,129 147,000 0.14%
36 FIFTH THIRD BANCORP 6,200 128,000 0.12%
37 Creative Planning 5,500 113,000 0.11%
38 BANK OF MONTREAL /CAN/ 4,162 86,000 0.08%
39 TCI Wealth Advisors, Inc. 4,060 84,000 0.08%
40 ENVESTNET ASSET MANAGEMENT INC 3,099 64,000 0.06%
41 AUSDAL FINANCIAL PARTNERS, INC. 2,966 61,000 0.06%
42 MSI Financial Services Inc 2,510 52,000 0.05%
43 NEXT Financial Group, Inc 1,965 40,000 0.04%
44 Oakworth Capital, Inc. 1,600 33,000 0.03%
45 KANALY TRUST CO 1,535 32,000 0.03%
46 ENTERPRISE FINANCIAL SERVICES CORP 1,412 29,000 0.03%
47 SECURITY NATIONAL TRUST CO 1,200 25,000 0.02%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,086 22,000 0.02%
49 SYNOVUS FINANCIAL CORP 1,020 21,000 0.02%
50 Brick & Kyle, Associates 1,000 21,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.