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IMPERIAL HOLDINGS INC 8.5% 2/15/2019
IMPERIAL HOLDINGS INC 8.5% 2/15/2019. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 3 Institutional holders with a total value of $12,863,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 8,667,000 10,097,000 78.50%
2 PRELUDE CAPITAL MANAGEMENT, LLC 1,200,000 1,416,000 11.01% PRN
3 Nantahala Capital Management, LLC 1,131,000 1,350,000 10.50% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.