Dark
Light
System
Security
HATTERAS FINL CORP
HATTERAS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 188 Institutional holders with a total value of $1,083,982,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Walleye Trading LLC 33 0 0.00%
2 CUTLER GROUP LLC / CA 1,500 0 0.00% Call
3 DELTA ASSET MANAGEMENT LLC/TN 103 1,000 0.00%
4 BARCLAYS PLC 65 1,000 0.00%
5 BARCLAYS PLC 100 1,000 0.00% Call
6 THOMPSON DAVIS & CO., INC. 190 3,000 0.00%
7 Ipswich Investment Management Co., Inc. 200 3,000 0.00%
8 Checchi Capital Advisers, LLC 186 3,000 0.00%
9 Transamerica Financial Advisors, LLC 258 4,000 0.00%
10 Cordasco Financial Network 280 4,000 0.00%
11 INTEGRATED WEALTH MANAGEMENT 275 4,000 0.00%
12 Oakworth Capital, Inc. 300 4,000 0.00%
13 Brick & Kyle, Associates 400 6,000 0.00%
14 PNC FINANCIAL SERVICES GROUP, INC. 400 6,000 0.00%
15 TCI Wealth Advisors, Inc. 400 6,000 0.00%
16 Advisory Services Network, LLC 500 7,000 0.00%
17 THOMPSON SIEGEL & WALMSLEY LLC 500 7,000 0.00%
18 SEI INVESTMENTS CO 457 7,000 0.00%
19 BARCLAYS PLC 500 7,000 0.00% Put
20 Focused Wealth Management, Inc 620 9,000 0.00%
21 ENTERPRISE FINANCIAL SERVICES CORP 597 9,000 0.00%
22 PEAK6 Group LLC 682 10,000 0.00%
23 CITIGROUP INC 800 11,000 0.00% Call
24 PENSERRA CAPITAL MANAGEMENT LLC 1,032 14,000 0.00%
25 MOSAIC FAMILY WEALTH, LLC 1,000 14,000 0.00%
26 Clearbridge Investments, LLC 1,000 14,000 0.00%
27 SIMPLEX TRADING, LLC 1,392 19,000 0.00%
28 Parkside Financial Bank & Trust 1,650 24,000 0.00%
29 PINKERTON WEALTH, LLC 1,673 24,000 0.00%
30 SHARKEY, HOWES & JAVER 2,000 29,000 0.00%
31 Zurcher Kantonalbank (Zurich Cantonalbank) 2,266 32,000 0.00%
32 Creative Planning 2,293 33,000 0.00%
33 CANADA PENSION PLAN INVESTMENT BOARD 2,400 34,000 0.00%
34 Walleye Trading LLC 2,700 39,000 0.00% Put
35 MSI Financial Services Inc 2,930 42,000 0.00%
36 GLENMEDE TRUST CO NA 3,165 44,000 0.00%
37 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,300 47,000 0.00%
38 INTEGRATED INVESTMENT CONSULTANTS, LLC 3,800 54,000 0.00%
39 FEDERATED HERMES, INC. 4,586 66,000 0.01%
40 SARGENT BICKHAM LAGUDIS LLC 5,004 72,000 0.01%
41 CITIGROUP INC 5,000 72,000 0.01% Put
42 IFP ADVISORS, INC 7,257 104,000 0.01%
43 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 7,816 112,000 0.01%
44 Quantbot Technologies LP 9,143 130,000 0.01%
45 BlackRock Finance, Inc. 9,207 131,000 0.01%
46 AMALGAMATED BANK 10,390 149,000 0.01%
47 Quantitative Systematic Strategies LLC 10,921 154,000 0.01%
48 SHEETS SMITH WEALTH MANAGEMENT 10,994 157,000 0.01%
49 Campbell & CO Investment Adviser LLC 10,987 157,000 0.01%
50 BNP PARIBAS FINANCIAL MARKETS 11,379 162,720 0.02%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.