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HATTERAS FINL CORP
HATTERAS FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 187 Institutional holders with a total value of $1,325,135,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Artisan Partners Limited Partnership 12,321,890 221,301,000 16.70%
2 VANGUARD GROUP INC 5,560,349 99,864,000 7.54%
3 BlackRock Fund Advisors 4,820,003 86,567,000 6.53%
4 MORGAN STANLEY 3,995,207 71,753,000 5.41%
5 American Capital Mortgage Management, LLC 3,675,205 66,007,000 4.98%
6 Brandywine Global Investment Management, LLC 3,124,150 56,110,000 4.23%
7 BlackRock Institutional Trust Company, N.A. 2,337,281 41,978,000 3.17%
8 STATE STREET CORP 2,099,068 37,702,000 2.85%
9 Boston Partners 1,807,776 32,468,000 2.45%
10 CITADEL ADVISORS LLC 1,774,347 31,867,000 2.40%
11 PRICE T ROWE ASSOCIATES INC /MD/ 1,733,210 31,128,000 2.35%
12 DEUTSCHE BANK AG\ 1,558,667 27,993,000 2.11%
13 CITIGROUP INC 1,266,137 22,740,000 1.72%
14 COMERICA BANK 1,258,914 22,610,000 1.71%
15 NORTHERN TRUST CORP 1,083,186 19,454,000 1.47%
16 EDGE ASSET MANAGEMENT, INC 910,379 16,351,000 1.23%
17 GUGGENHEIM CAPITAL LLC 866,989 15,571,000 1.18%
18 FMR LLC 864,300 15,523,000 1.17%
19 Talkot Capital, LLC 829,400 14,896,000 1.12%
20 Pine River Capital Management L.P. 805,041 14,458,000 1.09%
21 Invesco Ltd. 794,670 14,272,000 1.08%
22 Philadelphia Financial Management of San Francisco, LLC 729,887 13,109,000 0.99%
23 RENAISSANCE TECHNOLOGIES LLC 713,600 12,816,000 0.97%
24 NORGES BANK 705,327 12,667,000 0.96%
25 UBS AG 700,677 12,584,000 0.95%
26 WELLS FARGO & COMPANY/MN 678,679 12,190,000 0.92%
27 BB&T SECURITIES, LLC 64,578 11,598,000 0.88%
28 MANGROVE PARTNERS IM, LLC 605,800 10,880,000 0.82%
29 PUTNAM INVESTMENTS LLC 581,096 10,437,000 0.79%
30 Bank of New York Mellon Corp 541,519 9,726,000 0.73%
31 AMERICAN CENTURY COMPANIES INC 534,494 9,600,000 0.72%
32 GEODE CAPITAL MANAGEMENT, LLC 524,109 9,412,000 0.71%
33 LSV ASSET MANAGEMENT 479,700 8,615,000 0.65%
34 ROYAL BANK OF CANADA 461,171 8,282,000 0.62%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 429,327 7,711,000 0.58%
36 CI Global Investments Inc. 415,000 7,453,000 0.56%
37 CITIGROUP INC 404,700 7,268,000 0.55% Call
38 PRINCIPAL FINANCIAL GROUP INC 385,832 6,929,000 0.52%
39 FULLER & THALER ASSET MANAGEMENT, INC. 366,358 6,580,000 0.50%
40 UNITED SERVICES AUTOMOBILE ASSOCIATION 340,100 6,108,000 0.46%
41 WELLINGTON MANAGEMENT GROUP LLP 338,472 6,079,000 0.46%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 334,002 5,999,000 0.45%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 330,500 5,936,000 0.45% Put
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 326,891 5,871,000 0.44%
45 Carroll Financial Associates, Inc. 306,250 5,812,000 0.44%
46 BlackRock Investment Management, LLC 306,050 5,497,000 0.41%
47 CITIGROUP INC 274,800 4,935,000 0.37% Put
48 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 267,325 4,801,000 0.36%
49 MILLENNIUM MANAGEMENT LLC 260,783 4,684,000 0.35%
50 GATEWAY INVESTMENT ADVISERS LLC 255,251 4,584,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.