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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 12 Institutional holders with a total value of $11,734,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 354 8,000 0.07%
3 UBS Group AG 1,074 25,000 0.21%
4 Tower Research Capital LLC (TRC) 1,353 32,000 0.27%
5 ROYAL BANK OF CANADA 4,351 103,000 0.88%
6 CITADEL ADVISORS LLC 9,719 228,000 1.94%
7 AUSDAL FINANCIAL PARTNERS, INC. 17,147 404,000 3.44%
8 JANE STREET GROUP, LLC 17,858 421,000 3.59%
9 Virtu KCG Holdings LLC 20,286 478,000 4.07%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 47,316 1,116,000 9.51%
11 RFG Advisory, LLC 186,382 4,391,000 37.42%
12 ENVESTNET ASSET MANAGEMENT INC 192,029 4,528,000 38.59%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.