| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | ARROW FINANCIAL CORP | 38 | 4,000 | 0.00% | ||
| 402 | Tower Research Capital LLC (TRC) | 32 | 4,000 | 0.00% | ||
| 403 | HABERER REGISTERED INVESTMENT ADVISOR INC | 22 | 3,000 | 0.00% | SH | |
| 404 | Hudock, Inc. | 21 | 2,000 | 0.00% | ||
| 405 | Cornerstone Advisors, Inc. | 5 | 1,000 | 0.00% | ||
| 406 | CANADA PENSION PLAN INVESTMENT BOARD | 10 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.