| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 7,484,000 | 9,514,000 | 21.88% | PRN | |
| 2 | Assured Investment Management LLC | 7,500,000 | 9,434,000 | 21.70% | ||
| 3 | BASSO CAPITAL MANAGEMENT, L.P. | 6,992,000 | 8,709,000 | 20.03% | PRN | |
| 4 | JD CAPITAL MANAGEMENT LLC | 5,500,000 | 6,836,000 | 15.72% | PRN | |
| 5 | Ferox Capital Management LP | 3,000,000 | 3,903,000 | 8.98% | PRN | |
| 6 | CSS LLC/IL | 1,570,000 | 1,959,000 | 4.51% | PRN | |
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 814,000 | 1,015,000 | 2.33% | PRN | |
| 8 | NOMURA HOLDINGS INC | 572,000 | 712,000 | 1.64% | PRN | |
| 9 | PUTNAM INVESTMENTS LLC | 560,000 | 697,000 | 1.60% | ||
| 10 | DEUTSCHE BANK AG\ | 298,000 | 371,000 | 0.85% | PRN | |
| 11 | MANAGED ACCOUNT ADVISORS LLC | 123,000 | 153,000 | 0.35% | PRN | |
| 12 | Investors Capital Advisory Services | 75,000 | 92,000 | 0.21% | ||
| 13 | JPMORGAN CHASE & CO | 17,000 | 21,000 | 0.05% | PRN | |
| 14 | D.A. DAVIDSON & CO. | 14,000 | 17,000 | 0.04% | ||
| 15 | CITIGROUP INC | 14,000 | 17,000 | 0.04% | PRN | |
| 16 | Creative Planning | 11,000 | 14,000 | 0.03% | PRN | |
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 7 | 8,715 | 0.02% | PRN | |
| 18 | Wellesley Asset Management | 5,002 | 6,366 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
