| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | NEXT Financial Group, Inc | 150 | 4,000 | 0.00% | ||
| 502 | Carroll Financial Associates, Inc. | 146 | 4,000 | 0.00% | ||
| 503 | KANALY TRUST CO | 145 | 4,000 | 0.00% | ||
| 504 | ENTERPRISE FINANCIAL SERVICES CORP | 135 | 4,000 | 0.00% | ||
| 505 | DUBUQUE BANK & TRUST CO | 149 | 4,000 | 0.00% | ||
| 506 | QUALCOMM INC/DE | 100 | 3,000 | 0.00% | ||
| 507 | Hudock, Inc. | 100 | 3,000 | 0.00% | ||
| 508 | TCI Wealth Advisors, Inc. | 61 | 2,000 | 0.00% | ||
| 509 | Partnervest Advisory Services LLC | 33 | 1,000 | 0.00% | ||
| 510 | Plante Moran Financial Advisors, LLC | 47 | 1,000 | 0.00% | ||
| 511 | ROCKEFELLER FINANCIAL SERVICES INC | 37 | 1,000 | 0.00% | ||
| 512 | Cornerstone Advisors, Inc. | 34 | 1,000 | 0.00% | ||
| 513 | Kistler-Tiffany Companies, LLC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.