| 1 |
Cornerstone Advisors, Inc. |
44 |
1,000 |
0.00% |
|
|
| 2 |
TCI Wealth Advisors, Inc. |
61 |
2,000 |
0.00% |
|
|
| 3 |
ENTERPRISE FINANCIAL SERVICES CORP |
135 |
3,000 |
0.00% |
|
|
| 4 |
QUALCOMM INC/DE |
100 |
3,000 |
0.00% |
|
|
| 5 |
Carroll Financial Associates, Inc. |
146 |
3,000 |
0.00% |
|
|
| 6 |
Tradewinds Capital Management, LLC |
130 |
3,000 |
0.00% |
|
|
| 7 |
Hudock, Inc. |
100 |
3,000 |
0.00% |
|
|
| 8 |
DUBUQUE BANK & TRUST CO |
149 |
4,000 |
0.00% |
|
|
| 9 |
KANALY TRUST CO |
145 |
4,000 |
0.00% |
|
|
| 10 |
Financial Architects, Inc |
143 |
4,000 |
0.00% |
|
|
| 11 |
Winslow, Evans & Crocker, Inc. |
184 |
4,648 |
0.00% |
|
|
| 12 |
Alexandria Capital, LLC |
178 |
5,000 |
0.00% |
|
|
| 13 |
Cowen Prime Services LLC |
250 |
6,000 |
0.00% |
|
|
| 14 |
SHAPIRO ROBERT N |
220 |
6,000 |
0.00% |
|
|
| 15 |
CENTRAL TRUST Co |
275 |
7,000 |
0.00% |
|
|
| 16 |
Stifel Trust Company, N.A. |
300 |
8,000 |
0.00% |
|
|
| 17 |
PEOPLES FINANCIAL SERVICES CORP. |
318 |
8,000 |
0.00% |
|
|
| 18 |
First City Capital Management, Inc. |
375 |
9,521 |
0.00% |
|
|
| 19 |
NEW ENGLAND SECURITIES CORP /MA/ |
400 |
10,000 |
0.00% |
|
|
| 20 |
SYNOVUS FINANCIAL CORP |
425 |
11,000 |
0.00% |
|
|
| 21 |
NEXT Financial Group, Inc |
450 |
11,000 |
0.00% |
|
|
| 22 |
MSI Financial Services Inc |
471 |
12,000 |
0.00% |
|
|
| 23 |
Saiers Capital, LLC |
12,500 |
15,000 |
0.00% |
Put |
|
| 24 |
Transamerica Financial Advisors, LLC |
558 |
15,000 |
0.00% |
|
|
| 25 |
WealthTrust-Arizona, LLC |
623 |
16,000 |
0.00% |
|
|
| 26 |
MARINER INVESTMENT GROUP LLC |
20,000 |
17,000 |
0.00% |
Call |
|
| 27 |
Ground Swell Capital, LLC |
700 |
18,000 |
0.00% |
|
|
| 28 |
MassMutual Private Wealth & Trust, FSB |
727 |
18,459 |
0.00% |
|
|
| 29 |
WOLVERINE ASSET MANAGEMENT LLC |
32 |
20,000 |
0.00% |
Call |
|
| 30 |
CATAPULT CAPITAL MANAGEMENT LLC |
989 |
25,000 |
0.00% |
|
|
| 31 |
GLENMEDE TRUST CO NA |
1,000 |
25,000 |
0.00% |
|
|
| 32 |
FIRST NEW YORK SECURITIES LLC /NY |
1,064 |
27,015 |
0.00% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
1,333 |
34,000 |
0.00% |
|
|
| 34 |
Lehman Financial Resources, Inc. |
1,500 |
38,000 |
0.00% |
|
|
| 35 |
Vantage Investment Advisors, LLC |
1,500 |
38,000 |
0.00% |
|
|
| 36 |
WESTPORT RESOURCES MANAGEMENT INC |
1,500 |
38,000 |
0.00% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,529 |
39,000 |
0.00% |
|
|
| 38 |
Mizuho Asset Management Co.,Ltd. |
1,567 |
40,000 |
0.00% |
|
|
| 39 |
ENVESTNET ASSET MANAGEMENT INC |
1,748 |
44,000 |
0.00% |
|
|
| 40 |
FineMark National Bank & Trust |
1,771 |
45,000 |
0.00% |
|
|
| 41 |
Shinko Asset Management Co., Ltd. |
1,800 |
46,000 |
0.00% |
|
|
| 42 |
FIFTH THIRD BANCORP |
1,839 |
47,000 |
0.00% |
|
|
| 43 |
WASHINGTON TRUST BANK |
2,000 |
51,000 |
0.00% |
|
|
| 44 |
GILDER GAGNON HOWE & CO LLC |
2,337 |
59,000 |
0.00% |
|
|
| 45 |
Advisors Asset Management, Inc. |
2,338 |
59,000 |
0.00% |
|
|
| 46 |
DEUTSCHE BANK AG\ |
2,522 |
64,000 |
0.00% |
Put |
|
| 47 |
Crosspoint Capital Strategies, LLC |
2,629 |
67,000 |
0.00% |
|
|
| 48 |
Creative Planning |
2,789 |
71,000 |
0.00% |
|
|
| 49 |
Evercore Wealth Management, LLC |
2,914 |
74,000 |
0.00% |
|
|
| 50 |
BNP PARIBAS FINANCIAL MARKETS |
3,002 |
84,056 |
0.00% |
Put |
|
