| 401 |
Shinko Asset Management Co., Ltd. |
1,500 |
37,000 |
0.00% |
|
|
| 402 |
FIRST NEW YORK SECURITIES LLC /NY |
1,420 |
35,415 |
0.00% |
|
|
| 403 |
FineMark National Bank & Trust |
1,409 |
35,000 |
0.00% |
|
|
| 404 |
SEI INVESTMENTS CO |
1,252 |
32,000 |
0.00% |
|
|
| 405 |
HUNTINGTON NATIONAL BANK |
1,091 |
27,000 |
0.00% |
|
|
| 406 |
NATIONAL PLANNING CORP |
1,100 |
25,806 |
0.00% |
|
|
| 407 |
LUPO SECURITIES, LLC |
1,000 |
24,940 |
0.00% |
|
|
| 408 |
GLENMEDE TRUST CO NA |
1,000 |
24,000 |
0.00% |
|
|
| 409 |
BLACKROCK ADVISORS LLC |
800 |
20,000 |
0.00% |
Put |
|
| 410 |
Plante Moran Financial Advisors, LLC |
675 |
17,000 |
0.00% |
|
|
| 411 |
WealthTrust-Arizona, LLC |
599 |
15,000 |
0.00% |
|
|
| 412 |
Transamerica Financial Advisors, LLC |
558 |
14,000 |
0.00% |
|
|
| 413 |
MSI Financial Services Inc |
400 |
10,000 |
0.00% |
|
|
| 414 |
Joel Isaacson & Co., LLC |
335 |
8,000 |
0.00% |
|
|
| 415 |
PEOPLES FINANCIAL SERVICES CORP. |
318 |
8,000 |
0.00% |
|
|
| 416 |
CAPITAL GUARDIAN TRUST CO |
373 |
8,000 |
0.00% |
|
|
| 417 |
MassMutual Private Wealth & Trust, FSB |
298 |
7,432 |
0.00% |
|
|
| 418 |
Carroll Financial Associates, Inc. |
346 |
7,000 |
0.00% |
|
|
| 419 |
Cowen Prime Services LLC |
250 |
6,000 |
0.00% |
|
|
| 420 |
Cable Hill Partners, LLC |
258 |
6,000 |
0.00% |
|
|
| 421 |
FIFTH THIRD BANCORP |
195 |
5,000 |
0.00% |
|
|
| 422 |
SHAPIRO ROBERT N |
220 |
5,000 |
0.00% |
|
|
| 423 |
Winslow, Evans & Crocker, Inc. |
184 |
4,566 |
0.00% |
|
|
| 424 |
Cambria Investment Management, L.P. |
152 |
4,000 |
0.00% |
|
|
| 425 |
Alexandria Capital, LLC |
178 |
4,000 |
0.00% |
|
|
| 426 |
PRENTISS SMITH & CO INC |
150 |
4,000 |
0.00% |
|
|
| 427 |
DUBUQUE BANK & TRUST CO |
149 |
4,000 |
0.00% |
|
|
| 428 |
VALLEY NATIONAL ADVISERS INC |
100 |
3,000 |
0.00% |
|
|
| 429 |
ENTERPRISE FINANCIAL SERVICES CORP |
135 |
3,000 |
0.00% |
|
|
| 430 |
Loeb Offshore Management LP |
50,000 |
3,000 |
0.00% |
Put |
|
| 431 |
Tradewinds Capital Management, LLC |
130 |
3,000 |
0.00% |
|
|
| 432 |
NEW ENGLAND SECURITIES CORP /MA/ |
100 |
2,000 |
0.00% |
|
|
| 433 |
First Personal Financial Services |
107 |
2,000 |
0.00% |
|
|
| 434 |
QUALCOMM INC/DE |
100 |
2,000 |
0.00% |
|
|
| 435 |
NEXT Financial Group, Inc |
100 |
2,000 |
0.00% |
|
|
| 436 |
Hudock, Inc. |
100 |
2,000 |
0.00% |
|
|
| 437 |
KANALY TRUST CO |
97 |
2,000 |
0.00% |
|
|
| 438 |
Financial Architects, Inc |
83 |
2,000 |
0.00% |
|
|
| 439 |
TCI Wealth Advisors, Inc. |
46 |
1,000 |
0.00% |
|
|
| 440 |
SUMMIT SECURITIES GROUP LLC |
15 |
0 |
0.00% |
|
|
| 441 |
MAPLELANE CAPITAL, LLC |
1 |
0 |
0.00% |
|
|
