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SVB FINANCIAL GROUP
SVB FINANCIAL GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 285 Institutional holders with a total value of $5,370,848,873.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 Gerstein Fisher 5,760 669,000 0.01%
202 HBK INVESTMENTS L P 5,400 627,000 0.01%
203 Zurcher Kantonalbank (Zurich Cantonalbank) 5,400 627,000 0.01%
204 BRIGHTON JONES LLC 5,334 619,000 0.01%
205 Stanley-Laman Group, Ltd. 5,321 618,000 0.01%
206 HSBC HOLDINGS PLC 5,066 588,000 0.01%
207 SHELTON CAPITAL MANAGEMENT 4,916 571,000 0.01%
208 Aperio Group, LLC 4,481 520,000 0.01%
209 Polar Capital LLP 4,326 502,000 0.01%
210 Artemis Investment Management LLP 4,237 492,000 0.01%
211 CANADA LIFE ASSURANCE Co 4,164 482,000 0.01%
212 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,900 453,000 0.01% Put
213 OAKBROOK INVESTMENTS LLC 3,850 447,000 0.01%
214 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,800 441,000 0.01% Call
215 SG Americas Securities, LLC 3,633 422,000 0.01%
216 Numeric Investors LLC 3,600 418,000 0.01%
217 VIRGINIA RETIREMENT SYSTEMS ET Al 3,600 418,000 0.01%
218 ALPINE WOODS CAPITAL INVESTORS, LLC 3,571 414,000 0.01%
219 NEXT Financial Group, Inc 3,418 397,000 0.01%
220 CAPSTONE ASSET MANAGEMENT CO 3,333 387,000 0.01%
221 Teton Advisors, Inc. 3,197 371,000 0.01%
222 Commonwealth Equity Services, Inc 3,154 366,000 0.01%
223 Advisors Asset Management, Inc. 3,125 363,000 0.01%
224 STEPHENS INC /AR/ 3,115 362,000 0.01%
225 FIRST MANHATTAN CO. LLC. 3,000 348,000 0.01%
226 STIFEL FINANCIAL CORP 2,819 328,000 0.01%
227 Independent Portfolio Consultants, Inc. 2,770 322,000 0.01%
228 Virtu KCG Holdings LLC 2,670 310,000 0.01%
229 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,509 291,000 0.01%
230 BLACKTHORN INVESTMENT GROUP LLC 2,500 290,000 0.01%
231 LUPO SECURITIES, LLC 2,495 289,595 0.01%
232 LPL Financial LLC 2,458 285,000 0.01%
233 PARK NATIONAL CORP /OH/ 2,190 254,193 0.00%
234 WHITEBOX ADVISORS LLC 2,175 252,000 0.00%
235 OFI Advisors LLC 2,112 245,000 0.00%
236 KLINGENSTEIN FIELDS & CO LP 2,100 244,000 0.00%
237 BARINGS LLC 2,100 244,000 0.00%
238 One Capital Management, LLC 2,000 232,000 0.00%
239 PNC FINANCIAL SERVICES GROUP, INC. 1,947 225,000 0.00%
240 LOS ANGELES CAPITAL MANAGEMENT LLC 1,845 214,000 0.00%
241 MOODY LYNN & LIEBERSON, LLC 1,750 203,000 0.00%
242 TEACHER RETIREMENT SYSTEM OF TEXAS 1,537 178,000 0.00%
243 BARCLAYS PLC 1,400 162,000 0.00% Call
244 ELEFANTE MICHAEL B 1,375 160,000 0.00%
245 US BANCORP \DE\ 1,281 149,000 0.00%
246 PANAGORA ASSET MANAGEMENT INC 1,250 145,000 0.00%
247 Creative Planning 1,203 140,000 0.00%
248 Parallax Volatility Advisers, L.P. 1,200 139,000 0.00% Put
249 PRELUDE CAPITAL MANAGEMENT, LLC 1,075 125,000 0.00%
250 VIRTUS CAPITAL ADVISERS, LLC 1,065 124,000 0.00%
Page 5 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.