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SVB FINANCIAL GROUP
SVB FINANCIAL GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 353 Institutional holders with a total value of $5,417,099,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 OAKBROOK INVESTMENTS LLC 5,100 589,000 0.01%
252 ELLINGTON MANAGEMENT GROUP LLC 5,082 587,000 0.01%
253 Rafferty Asset Management, LLC 5,002 578,000 0.01%
254 CONTINENTAL ADVISORS LLC 5,000 578,000 0.01% Put
255 CONTINENTAL ADVISORS LLC 5,000 578,000 0.01%
256 REGIONS FINANCIAL CORP 4,991 576,000 0.01%
257 SHELTON CAPITAL MANAGEMENT 4,916 568,000 0.01%
258 BNP Paribas Asset Management Holding S.A. 4,876 563,000 0.01%
259 PROFUND ADVISORS LLC 4,857 561,000 0.01%
260 BLACKTHORN INVESTMENT GROUP LLC 4,750 549,000 0.01%
261 BRIGHTON JONES LLC 4,750 549,000 0.01%
262 M&T BANK CORP 4,665 540,000 0.01%
263 CANADA LIFE ASSURANCE Co 4,521 524,000 0.01%
264 D.A. DAVIDSON & CO. 4,515 519,000 0.01%
265 CAPSTONE ASSET MANAGEMENT CO 4,453 514,000 0.01%
266 HANSEATIC MANAGEMENT SERVICES INC 3,547 511,000 0.01%
267 Pine River Capital Management L.P. 4,400 508,000 0.01%
268 Spot Trading L.L.C 4,400 508,000 0.01% Put
269 CURIAN CAPITAL LLC 4,272 494,000 0.01%
270 A.R.T. Advisors, LLC 4,113 475,000 0.01%
271 Advisors Asset Management, Inc. 4,025 465,000 0.01%
272 ALPINE WOODS CAPITAL INVESTORS, LLC 4,000 462,000 0.01%
273 KBC Group NV 3,991 461,000 0.01%
274 DAVIDSON INVESTMENT ADVISORS 3,950 455,000 0.01%
275 FIDUCIARY MANAGEMENT ASSOCIATES LLC 3,840 444,000 0.01%
276 Numeric Investors LLC 3,800 439,000 0.01%
277 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 3,790 438,000 0.01%
278 Jefferies Group LLC 3,794 438,000 0.01%
279 Polar Capital LLP 3,774 436,000 0.01%
280 NumerixS Investment Technologies Inc 3,700 427,000 0.01%
281 SECOR Capital Advisors, LP 3,604 416,000 0.01%
282 Progressive Investment Management Corp 3,483 402,000 0.01%
283 Independent Portfolio Consultants, Inc. 3,415 395,000 0.01%
284 STEPHENS INC /AR/ 3,371 389,000 0.01%
285 HighTower Advisors, LLC 3,258 376,000 0.01%
286 SEVEN EIGHT CAPITAL, LP 3,200 370,000 0.01%
287 NEXT Financial Group, Inc 3,178 367,000 0.01%
288 Quantitative Investment Management, LLC 3,100 358,000 0.01%
289 Verition Fund Management LLC 3,079 356,000 0.01%
290 FIRST MANHATTAN CO. LLC. 3,000 346,000 0.01%
291 WALL STREET ASSOCIATES 2,899 335,000 0.01%
292 Commonwealth Equity Services, Inc 2,788 322,000 0.01%
293 NOMURA HOLDINGS INC 2,711 313,000 0.01%
294 CAPSTONE INVESTMENT ADVISORS, LLC 2,600 300,000 0.01%
295 Spot Trading L.L.C 2,587 299,000 0.01%
296 BANK OF HAWAII 2,580 298,000 0.01%
297 ALGERT GLOBAL LLC 2,500 289,000 0.01%
298 RIVERHEAD CAPITAL MANAGEMENT LLC 2,500 289,000 0.01%
299 PARK NATIONAL CORP /OH/ 2,190 253,000 0.00%
300 KLINGENSTEIN FIELDS & CO LP 2,100 243,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.