| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | FIFTH THIRD BANCORP | 441 | 10,000 | 0.00% | ||
| 102 | NEXT Financial Group, Inc | 500 | 10,000 | 0.00% | ||
| 103 | MSI Financial Services Inc | 200 | 4,000 | 0.00% | ||
| 104 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 206 | 4,000 | 0.00% | ||
| 105 | PNC FINANCIAL SERVICES GROUP, INC. | 71 | 2,000 | 0.00% | ||
| 106 | HOWE & RUSLING INC | 105 | 2,000 | 0.00% | ||
| 107 | QS Investors, LLC | 12 | 1,000 | 0.00% | ||
| 108 | CUTLER GROUP LLC / CA | 300 | 1,000 | 0.00% | Call | |
| 109 | ROYAL BANK OF CANADA | 41 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
