| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | UBS AG | 300 | 47,000 | 0.00% | Put | |
| 202 | BARCLAYS PLC | 200 | 31,000 | 0.00% | Put | |
| 203 | BARCLAYS PLC | 200 | 31,000 | 0.00% | Call | |
| 204 | Quantbot Technologies LP | 200 | 31,000 | 0.00% | ||
| 205 | PRIVATE TRUST CO NA | 125 | 20,000 | 0.00% | ||
| 206 | BROWN BROTHERS HARRIMAN & CO | 122 | 19,000 | 0.00% | ||
| 207 | B. Riley Wealth Advisors, Inc. | 80 | 12,626 | 0.00% | ||
| 208 | Transamerica Financial Advisors, LLC | 68 | 11,000 | 0.00% | ||
| 209 | Tower Research Capital LLC (TRC) | 60 | 9,000 | 0.00% | ||
| 210 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 60 | 9,000 | 0.00% | ||
| 211 | Carroll Financial Associates, Inc. | 49 | 8,000 | 0.00% | ||
| 212 | PITTENGER & ANDERSON INC | 19 | 3,000 | 0.00% | ||
| 213 | TCI Wealth Advisors, Inc. | 18 | 3,000 | 0.00% | ||
| 214 | FIRST MANHATTAN CO. LLC. | 9 | 1,000 | 0.00% | ||
| 215 | ENTERPRISE FINANCIAL SERVICES CORP | 7 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
