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HSBC HLDGS PLC SPON ADR NEW
HSBC HLDGS PLC SPON ADR NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 404 Institutional holders with a total value of $5,212,519,029.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 12,178,068 575,170,000 11.03%
2 Fisher Asset Management, LLC 11,829,854 558,724,000 10.72%
3 DIMENSIONAL FUND ADVISORS LP 8,584,465 405,444,000 7.78%
4 WELLS FARGO & COMPANY/MN 4,149,186 195,964,000 3.76%
5 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 4,124,328 194,792,000 3.74%
6 Capital Research Global Investors 3,848,165 175,938,000 3.38%
7 SCHAFER CULLEN CAPITAL MANAGEMENT INC 3,368,357 159,088,000 3.05%
8 JPMORGAN CHASE & CO 3,181,744 150,272,000 2.88%
9 ROYAL BANK OF CANADA 3,177,147 150,056,000 2.88%
10 MANAGED ACCOUNT ADVISORS LLC 2,962,346 139,911,000 2.68%
11 BESSEMER GROUP INC 2,526,572 119,331,000 2.29%
12 NORTHERN TRUST CORP 1,805,026 85,252,000 1.64%
13 Mawer Investment Management Ltd. 1,797,384 84,890,000 1.63%
14 SCOUT INVESTMENTS, INC. 1,752,758 82,783,000 1.59%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,726,200 81,528,000 1.56% Put
16 Cullen Capital Management, LLC 1,668,180 78,788,000 1.51%
17 NINE MASTS CAPITAL Ltd 1,583,652 75,564,000 1.45%
18 BRANDES INVESTMENT PARTNERS, LP 1,343,046 63,432,000 1.22%
19 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,323,077 62,489,000 1.20%
20 MERCATOR ASSET MANAGEMENT L P 1,246,064 58,852,000 1.13%
21 AMERIPRISE FINANCIAL INC 1,168,241 55,176,000 1.06%
22 MORGAN STANLEY 1,143,789 54,021,000 1.04%
23 Allianz Asset Management GmbH 1,068,950 50,487,000 0.97%
24 UBS Group AG 1,056,270 49,888,000 0.96%
25 FRANKLIN RESOURCES INC 1,042,694 49,246,000 0.94%
26 GOLDMAN SACHS GROUP INC 973,709 45,989,000 0.88%
27 CAMBIAR INVESTORS LLC 948,687 44,806,000 0.86%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 871,526 41,162,000 0.79%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 863,869 40,801,000 0.78%
30 BANK OF AMERICA CORP /DE/ 799,576 37,764,000 0.72%
31 JARISLOWSKY, FRASER Ltd 792,368 37,423,000 0.72%
32 Capital International Investors 769,270 36,333,000 0.70%
33 Parallax Volatility Advisers, L.P. 766,700 36,212,000 0.69% Call
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 715,100 33,774,000 0.65% Call
35 Bank of New York Mellon Corp 612,208 28,914,000 0.55%
36 PEAK6 Group LLC 588,900 27,814,000 0.53% Put
37 Parallax Volatility Advisers, L.P. 570,700 26,953,000 0.52% Put
38 DODGE & COX 538,188 25,419,000 0.49%
39 Virtu KCG Holdings LLC 520,856 24,600,000 0.47%
40 CITIGROUP INC 515,000 24,323,000 0.47% Put
41 Segantii Capital Management Ltd 508,007 24,239,000 0.47%
42 CAPSTONE ASSET MANAGEMENT CO 512,163 24,189,000 0.46%
43 Aperio Group, LLC 456,472 21,559,000 0.41%
44 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 449,895 21,248,540 0.41%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 417,492 19,718,000 0.38%
46 CAUSEWAY CAPITAL MANAGEMENT LLC 1,236,393 18,845,000 0.36%
47 COMERICA BANK 366,840 17,326,000 0.33%
48 Tradewinds Global Investors, LLC 363,279 17,157,000 0.33%
49 CITIGROUP INC 359,224 16,967,000 0.33%
50 GUGGENHEIM CAPITAL LLC 357,175 16,869,000 0.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.